Seong Jae Yoon
Professional summary
Seong Jae Yoon, who also goes by Jake Yoon, Seongjae Yoon, is a registered financial advisor currently at STRIKEOUT CAPITAL LLC located in Albany, New York.
Seong Jae is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Seong Jae has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Seong Jae Yoon's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2024 - Present
STRIKEOUT CAPITAL LLC
Office #1: 418 Broadway #6326, Albany, NY 12207August 10, 2020 - September 28, 2022
GUGGENHEIM SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/9/2024)
(5/22/2024)
Exams
Series 79TO
Date: 8/10/2020
Investment Banking Registered Representative ExaminationCurrent Firm
STRIKEOUT CAPITAL LLC
CRD#: 331703 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 850,000 |
Red Flags
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