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SL

Stephen M. Larouere

WOODWARD PARK SECURITIES
74 WEST LONG LAKE RD, SUITE 205, BLOOMFIELD, MI 48, MI 48304
Some features on this profile are disabled
CRD#: 7129008
SL

Professional summary

Stephen Michael Larouere is a registered financial professional currently at WOODWARD PARK SECURITIES, LLC located in 74 West Long Lake Rd, Suite 205, Bloomfield, Mi 48, Michigan.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 2020. Stephen has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Michael Larouere's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 10, 2024 - Present

WOODWARD PARK SECURITIES, LLC

Office #1: 74 West Long Lake Rd, Suite 205 74 West Long Lake Rd, Suite 205, Bloomfield, Mi 48, MI, 48304
BD
CRD#: 329578
74 WEST LONG LAKE RD, SUITE 205, BLOOMFIELD, MI 48, MI
Past

May 2, 2023 - September 6, 2023

COWEN AND COMPANY

BD
CRD#: 7616
Birmingham, MI
Past

September 5, 2020 - April 10, 2023

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(10/10/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/10/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/5/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/7/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

WP
WOODWARD PARK SECURITIES, LLC
WOODWARD PARK SECURITIES, LLC

CRD#: 329578 / SEC#: , 8-71206

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
74 West Long Lake Rd, Suite 205, Bloomfield Hills, MI 48304
Mailing Address
74 West Long Lake Rd, Suite 205, Bloomfield Hills, MI 48304
Phone number
248-717-0097 X701
Established
Michigan since 12/21/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

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Documents

Direct owners and executive officers

NamePositionCRD#
WOODWARD PARK PARTNERS, LLCMEMBER
BITONTI, GENE PAULPRESIDENT/CEO/CCO/MANAGER5078611
MCGOWAN, GREGORY SCOTTMANAGER/FINOP4440093

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOODWARD PARK SECURITIES, LLC

CRD#: 32957874 West Long Lake Rd, Suite 205, Bloomfield, Mi 48, MI 48304

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