RK
Rodrigo K. Ko
REPUBLIC CAPITAL
New York, NY 10010
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CRD#: 7128826
RK
Professional summary
Rodrigo Kyung Yun Ko, who also goes by Rodrigo Ko, is a registered financial advisor currently at REPUBLIC CAPITAL located in New York, New York.
Rodrigo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Rodrigo has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rodrigo Ko
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1: VITALIZE ANGELS: Investment-Related: Yes; Address: 415 N La Salle Dr, Chicago Illinois Nature: VITALIZE Angels is an angel pay to participate investor group associated with VITALIZE Venture Capital. Role & Responsibilities: participate in meetings, investments and referrals as I see fit, similar to a volunteer role. Started May 2023; Number of Hours a Month: 0 - 1 hours , none during trading hours. 2: ANGEL SQUAD HUSTLE FUND: Investment-Related: Yes; Address: 1180 San Carlos Ave, Suite 337, San Carlos, CA 94070; Nature of role: pay to participate angel investor group associated with Hustle Fund. Role & Responsibilities: participate in meetings, investments and referrals as I see fit, similar to a volunteer role. Started May 2023; Number of Hours a Month: 0 - 1 hours , none during trading hours. 3: GANAS VENTURES; Investment-Related: Yes; Address: 7040 Avenida Encinas, Suite 104-924, Carlsbad, CA 92011; Nature: Ganas Ventures is an early-stage venture capital fund where I am a Deal Partner. Role: Deal Partner, I can refer potential leads to Ganas Ventures Started May 2023; Number of Hours a Month: 0 - 1 hours , none during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Rodrigo Kyung Yun Ko's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2024 - Present
REPUBLIC CAPITAL
Office #1: 149 5th Avenue Floor 10, Studio, New York, NY 10010RIA
CRD#: 316437
New York, NY
Past
August 1, 2023 - August 10, 2025
OPENDEAL BROKER LLC
BD
CRD#: 291387
NEW YORK, NY
Past
July 13, 2023 - August 17, 2023
ACCREDINVEST
RIA
CRD#: 325366
New York, NY
Past
October 3, 2020 - March 13, 2023
BOFA SECURITIES, INC.
BD
CRD#: 283942
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
REPUBLIC CAPITAL
REPUBLIC CAPITAL | REPUBLIC CAPITAL ADVISORS LLC | REPUBLIC CAPITAL ADVISER LLC
CRD#: 316437 / SEC#: 801-122945
RIA
Registered Investment Advisory firm - (1/3/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(3/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 10/3/2020
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
Current Firm
RC
REPUBLIC CAPITAL
REPUBLIC CAPITAL | REPUBLIC CAPITAL ADVISORS LLC | REPUBLIC CAPITAL ADVISER LLC
CRD#: 316437 / SEC#: 801-122945
RIA
Registered Investment Advisory firm - (1/3/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
149 5th Avenue Floor 10, Studio, New York, NY 10010
Mailing Address
Phone number
(585) 360-0717
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 106 |
| AUM (Assets Under Management) | $ 537,676,778 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
