JC
Joseph B. Connolly
ABBINGTON INVESTMENT GROUP
Westport, CT
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CRD#: 7128467
JC
Professional summary
Joseph Brendan Connolly is a registered financial advisor currently at ABBINGTON INVESTMENT GROUP, LLC located in Westport, Connecticut.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Joseph has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Claddagh Financial Services LLC
66 Regent Park
Westport, CT 06880
Foreign Exchange Advisory and Commercial Real Estate
Not investment related
Partner
Started July 2018
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Brendan Connolly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2019 - Present
ABBINGTON INVESTMENT GROUP, LLC
RIA
CRD#: 174407
Westport, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ABBINGTON INVESTMENT GROUP, LLC
ABBINGTON INVESTMENT GROUP, LLC | ENVERRA GLOBAL ADVISORS
CRD#: 174407 / SEC#: 801-129540
RIA
Registered Investment Advisory firm - (2/21/2024 Approved)Connecticut
Registered Investment Advisory firm - (3/11/2024 Terminated)District of Columbia
Registered Investment Advisory firm - (3/7/2024 Terminated)Florida
Registered Investment Advisory firm - (3/7/2024 Terminated)Maine
Registered Investment Advisory firm - (2/7/2022 Terminated)Maryland
Registered Investment Advisory firm - (3/19/2024 Terminated)Massachusetts
Registered Investment Advisory firm - (2/3/2022 Terminated)Texas
Registered Investment Advisory firm - (3/7/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(2/19/2020)
IAR
Florida(4/4/2024)
Current Firm
AI
ABBINGTON INVESTMENT GROUP, LLC
ABBINGTON INVESTMENT GROUP, LLC | ENVERRA GLOBAL ADVISORS
CRD#: 174407 / SEC#: 801-129540
RIA
Registered Investment Advisory firm - (2/21/2024 Approved)Connecticut
Registered Investment Advisory firm - (3/11/2024 Terminated)District of Columbia
Registered Investment Advisory firm - (3/7/2024 Terminated)Florida
Registered Investment Advisory firm - (3/7/2024 Terminated)Maine
Registered Investment Advisory firm - (2/7/2022 Terminated)Maryland
Registered Investment Advisory firm - (3/19/2024 Terminated)Massachusetts
Registered Investment Advisory firm - (2/3/2022 Terminated)Texas
Registered Investment Advisory firm - (3/7/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
257 Riverside Avenue, Westport, CT 06880
Mailing Address
Phone number
(207) 433-5820
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 90 |
| AUM (Assets Under Management) | $ 122,907,831 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
