NM
Nathan F. Mikoleit
MIDWEST FINANCIAL GROUP LLC
Topeka, KS 66213
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CRD#: 7128409
NM
Professional summary
Nathan Fredrick Mikoleit, who also goes by Nathan Mikoleit, is a registered financial advisor currently at MIDWEST FINANCIAL GROUP LLC located in Topeka, Kansas.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nathan has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathan Mikoleit
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Managing Member and President of Mikoleit Agency, LLC, a non-investment related insurance business located in Topeka, KS, since 2021. Activity represents approximately 5 hours per month outside of regular business hours. 2. Managing Member of Mikoleit ERC, LLC, a non-investment related consulting business located in Topeka, KS, since 2023. Activity represents approximately 5 hours per month outside of regular business hours. 3. Owner of Top Hat Collective, Inc. (f/k/a 1865 Collective), a non-investment related marketing company located in Topeka, KS since 2023. Activity represents approximately 1 hour per month generally outside of regular business hours. 4. Minority Owner of Vision Tint and Wrap LLC, a non-investment related automobile accessories business located in Topeka, KS since 2023. Activity represents less than 1 hour per month generally outside of regular business hours. 5. Minority Owner of Wine and Cheese LLC, a non-investment related restaurant business located in Topeka, KS since 2024. Activity represents approximately 15 hours per month generally outside of regular business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Fredrick Mikoleit's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2021 - Present
MIDWEST FINANCIAL GROUP LLC
Office #1: 7630 Sw 21st Street, Topeka, KS 66213RIA
CRD#: 175288
Topeka, KS
Past
January 4, 2021 - August 9, 2021
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
Topeka, KS
Past
December 3, 2019 - December 2, 2020
SECURITY DISTRIBUTORS
BD
CRD#: 3336
TOPEKA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MIDWEST FINANCIAL GROUP LLC
ALPHA ASSET MANAGEMENT | MS FINANCIAL RESOURCES | MIDWEST FINANCIAL PARTNERS | MIDWEST FINANCIAL GROUP LLC | FRESH FINANCIAL PLANNING
CRD#: 175288 / SEC#: 801-81177
RIA
Registered Investment Advisory firm - (3/27/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(8/5/2021)
IAR
Texas(12/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 12/3/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
MF
MIDWEST FINANCIAL GROUP LLC
ALPHA ASSET MANAGEMENT | MS FINANCIAL RESOURCES | MIDWEST FINANCIAL PARTNERS | MIDWEST FINANCIAL GROUP LLC | FRESH FINANCIAL PLANNING
CRD#: 175288 / SEC#: 801-81177
RIA
Registered Investment Advisory firm - (3/27/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7400 W 130th Street, Suite 100, Overland Park, KS 66213
Mailing Address
Phone number
(913) 696-0041
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,328 |
| AUM (Assets Under Management) | $ 477,818,932 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
