Barry Eugene Krupp
Professional Summary
Barry Eugene Krupp, who also goes by Barry E Krupp, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Centralia, Illinois. Barry is registered as a RR (Registered Representative) and started their career in finance in 1980. Barry has worked at 3 firms and has passed the Series 63, Series 6TO, SIE, Series 62 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Barry E Krupp
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
CENTAURUS FINANCIAL, INC.
Contact Information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806Phone Number
(714) 456-1790Established
California since 08/27/1992Firm Type
CorporationFiscal Year End
AprilFirm Size
Large# of Employees
571SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | — |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | SVP/CFO/FINANCIAL AND OPERATIONS PRINCIPAL | — |
Regulatory Assets Under Management
Total Number of Accounts
45,336AUM (Assets Under Management)
$9,740,127,253Disclosures
Regulatory Event
19Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
State Registrations and Notice Filings
(8/30/2004)
(3/1/2005)
(11/12/2002)
(1/14/2003)
(6/2/2010)
(10/31/2005)
(2/22/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Oct 2009Series 1 — Registered Representative Examination
Passed Jul 1980SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Barry Eugene Krupp's CRS (Customer Relationship Summary).
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