MB
Mark R. Brown
EMPOWER ADVISORY GROUP
Kiel, WI
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CRD#: 7128192
MB
Professional summary
Mark Raymond Brown, who also goes by Mark Brown, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Kiel, Wisconsin and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Mark has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT through MVP Financial Services, 8030 Excelsior Dr, Suite 301, Madison WI. 53717 Receiving trailing commissions only on previously sold business on or before 10/04/2024. NO SOLICITATION OR SERVICING. 1135 5TH STREET KIEL,WI 53042 INVESTMENT RELATED FMS Financial Service., INC 40W222 LaFox Rd Suite M2 St Charles IL, 60175 Life Insurance, Long Term Care Insurance, Fixed/Fixed Indexed Annuity Sales, Conducting Business on a Financial Institution Premises (e.g. bank, thrift, credit union). FMS Financial Services since August 2019. I offered fixed and fixed indexed annuities and I also sold life insurance and long term care insurance. I worked in 3 banks which FMS has a relationship with. Bonduel State Bank, Cleveland State Bank and Waldo State Bank. I spent roughly 120 hours a month in this capacity. Receiving trailing commissions only on previously sold business on or before 10/04/2024. NO SOLICITATION OR SERVICING OF ANY BUSINESS. Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Mark Raymond Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Kiel, WI
Current
October 18, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
August 19, 2024 - October 4, 2024
PACKERLAND BROKERAGE SERVICES, INC.
RIA
CRD#: 37031
St Charles, IL
Past
August 13, 2019 - October 4, 2024
PACKERLAND BROKERAGE SERVICES, INC.
BD
CRD#: 37031
St Charles, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/18/2024)
RR
Alaska(10/18/2024)
RR
Arizona(10/18/2024)
RR
Arkansas(10/18/2024)
RR
California(10/18/2024)
RR
Connecticut(10/18/2024)
RR
Delaware(10/18/2024)
RR
Georgia(10/18/2024)
RR
Hawaii(10/18/2024)
RR
Idaho(10/18/2024)
RR
Illinois(10/18/2024)
RR
Indiana(10/18/2024)
RR
Iowa(10/18/2024)
RR
Kansas(10/18/2024)
RR
Kentucky(10/18/2024)
RR
Maine(10/18/2024)
RR
Massachusetts(10/18/2024)
RR
Michigan(10/18/2024)
RR
Minnesota(10/18/2024)
RR
Mississippi(10/18/2024)
RR
Missouri(10/18/2024)
RR
Montana(10/18/2024)
RR
Nebraska(10/18/2024)
RR
Nevada(10/18/2024)
RR
New Hampshire(10/18/2024)
RR
New Jersey(10/18/2024)
RR
New Mexico(10/18/2024)
RR
New York(10/18/2024)
RR
North Carolina(10/18/2024)
RR
North Dakota(10/18/2024)
RR
Oklahoma(10/18/2024)
RR
Oregon(10/18/2024)
RR
Pennsylvania(10/18/2024)
RR
Rhode Island(10/18/2024)
RR
South Carolina(10/18/2024)
RR
South Dakota(10/18/2024)
RR
Tennessee(10/18/2024)
RR
Texas(10/18/2024)
RR
Utah(10/18/2024)
RR
Vermont(10/18/2024)
RR
Virginia(10/18/2024)
RR
Washington(10/18/2024)
RR
West Virginia(10/18/2024)
RR
Wisconsin(10/18/2024)
IAR
Wisconsin(10/18/2024)
RR
Wyoming(10/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/3/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 8/13/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
