CA
Carin R. Amaradio
SELECT MONEY MANAGEMENT
Aliso Viejo, CA 92656
Some features on this profile are disabled
CRD#: 712800
CA
Professional summary
Carin Ruth Amaradio, who also goes by Carin Ruth Cain, Carin Ruth Odziana, is a registered financial advisor currently at SELECT MONEY MANAGEMENT, INC. located in Aliso Viejo, California and SECURITIES EQUITY GROUP located in Aliso Viejo, California.
Carin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Carin has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 6TO, SIE, Series 7, Series 1, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carin Ruth Cain | Carin Ruth Odziana
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Carin R Amaradio, Insurance Agent. Non-Investment Related. 120 Vantis Drive, Suite 440, Aliso Viejo, CA 92656. Fixed Life Insurance Sales. Agent. July 1979 to present. 20 hours/month-approximately 10 during trading hours. Sales of Life Insurance Products to clients as needed. 2) SPM Insurance Services, Inc., Insurance Agency. Non-Investment Related. 120 Vantis Drive, Suite 440, Aliso Viejo, CA 92656. General Insurance Agency. Owner. President. August 2005. 2 hours/month-approximately 1 during trading hours. Management Duties. 3) SPM, Inc.- Non-Investment Related. 120 Vantis Drive, Suite 440, Aliso Viejo, CA 92656. Administrative Services Company. Owner. Vice President. December 2009. 2 hours/month-approximately 1 during trading hours. Management duties. 4) Faithful With Finances, Inc.-Non-Investment related. 120 Vantis Drive, Suite 440, Aliso Viejo, CA 92656. Publication of financial educational materials designed for churches. "Faithful With Much" book sales and speaking engagements. Owner. Vice President. November 2010. 1 hour/month-0 during trading hours. Writing/Speaking. 5) Carin R. Amaradio, Real Estate Broker. Non-Investment related. 31341 Trigo Trail, Trabuco Canyon, CA 92679. Real Estate Brokerage. Broker. July 2012. 1 hour/month-0 during trading hours. Only used for personal real estate investments. 6) Select Consulting Group, LLC. - Non-Investment related. 120 Vantis Drive, Suite 440, Aliso Viejo, CA 92656. Business Consulting. Managing Member. November 2015. 1 hour/month-0 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Carin Ruth Amaradio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2010 - Present
SELECT MONEY MANAGEMENT, INC.
Office #1: 120 Vantis Drive Ste 440, Aliso Viejo, CA 92656RIA
CRD#: 153256
Aliso Viejo, CA
Current
September 27, 1999 - Present
SECURITIES EQUITY GROUP
Office #1: 120 Vantis Drive Suite 440, Aliso Viejo, CA 92656BD
CRD#: 47215
Aliso Viejo, CA
Past
May 15, 1997 - April 28, 2000
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
September 1, 1993 - October 24, 2025
SELECT PORTFOLIO MANAGEMENT INC
RIA
CRD#: 107228
ALISO VIEJO, CA
Past
June 25, 1993 - May 19, 1997
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
December 10, 1990 - December 2, 1994
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
May 3, 1990 - June 23, 1993
COORDINATED CAPITAL SECURITIES, INC.
BD
CRD#: 14762
FORT ATKINSON, WI
Past
May 11, 1989 - November 9, 1990
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
October 20, 1980 - November 5, 1985
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
Past
August 1, 1980 - November 9, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SM
SELECT MONEY MANAGEMENT, INC.
APL WEALTH MANAGEMENT GROUP | SELECT MONEY MANAGEMENT, INC. | CORNERSTONE WEALTH ADVISORS
CRD#: 153256 / SEC#: 801-71212
RIA
Registered Investment Advisory firm - (3/15/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/9/2000)
RR
Alaska(4/28/2000)
RR
Arizona(4/28/2000)
RR
Arkansas(10/21/2008)
RR
California(10/6/1999)
IAR
California(3/15/2010)
RR
Colorado(3/2/2000)
RR
Connecticut(6/15/2000)
RR
Delaware(1/23/2007)
RR
District of Columbia(4/25/2002)
RR
Florida(1/5/2000)
RR
Georgia(3/1/2001)
RR
Hawaii(10/29/2002)
RR
Idaho(1/17/2003)
RR
Illinois(5/9/2000)
RR
Indiana(6/6/2000)
RR
Iowa(7/31/2003)
RR
Kansas(6/29/2002)
RR
Kentucky(8/24/2004)
RR
Louisiana(4/9/2003)
RR
Maine(10/14/2008)
RR
Maryland(1/3/2000)
RR
Massachusetts(3/14/2006)
RR
Michigan(6/8/2000)
RR
Minnesota(2/28/2001)
RR
Mississippi(2/27/2007)
RR
Missouri(4/18/2002)
RR
Montana(10/18/2004)
RR
Nebraska(12/4/2002)
RR
Nevada(5/5/2000)
RR
New Hampshire(10/16/2008)
RR
New Jersey(6/9/2000)
RR
New Mexico(5/17/2000)
RR
New York(6/20/2000)
RR
North Carolina(4/15/2002)
RR
North Dakota(10/8/2004)
RR
Ohio(5/19/2000)
RR
Oklahoma(6/17/2003)
RR
Oregon(5/9/2000)
RR
Pennsylvania(7/17/2000)
RR
Rhode Island(1/5/2000)
RR
South Carolina(5/15/2000)
RR
South Dakota(4/23/2007)
RR
Tennessee(6/28/2000)
RR
Texas(4/11/2000)
IAR
Texas(1/19/2016)
RR
Utah(9/19/2002)
RR
Vermont(10/14/2005)
RR
Virginia(5/8/2000)
RR
Washington(1/4/2000)
RR
West Virginia(1/3/2000)
RR
Wisconsin(5/30/2000)
RR
Wyoming(1/7/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/21/1980
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SM
SELECT MONEY MANAGEMENT, INC.
APL WEALTH MANAGEMENT GROUP | SELECT MONEY MANAGEMENT, INC. | CORNERSTONE WEALTH ADVISORS
CRD#: 153256 / SEC#: 801-71212
RIA
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Contact information
Main Address
120 Vantis Drive Ste 440, Aliso Viejo, CA 92656
Mailing Address
Phone number
(949) 975-7900
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,304 |
| AUM (Assets Under Management) | $ 1,493,943,360 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
