CA
Carin R. Amaradio
SECURITIES EQUITY GROUP
Aliso Viejo, CA 92656
Some features on this profile are disabled
CRD#: 712800
CA
Professional summary
Carin Ruth Amaradio, who also goes by Carin Ruth Cain, Carin Ruth Odziana, is a registered financial professional currently at SECURITIES EQUITY GROUP located in Aliso Viejo, California.
Carin is registered as a RR (Registered Representative) and started their career in finance in 1980. Carin has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 6TO, SIE, Series 7, Series 1, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Carin Ruth Cain | Carin Ruth Odziana
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Carin R Amaradio, Insurance Agent. Non-Investment Related. 120 Vantis Drive, Suite 440, Aliso Viejo, CA 92656. Fixed Life Insurance Sales. Agent. July 1979 to present. 20 hours/month-approximately 10 during trading hours. Sales of Life Insurance Products to clients as needed. 2) SPM Insurance Services, Inc., Insurance Agency. Non-Investment Related. 120 Vantis Drive, Suite 440, Aliso Viejo, CA 92656. General Insurance Agency. Owner. President. August 2005. 2 hours/month-approximately 1 during trading hours. Management Duties. 3) SPM, Inc.- Non-Investment Related. 120 Vantis Drive, Suite 440, Aliso Viejo, CA 92656. Administrative Services Company. Owner. Vice President. December 2009. 2 hours/month-approximately 1 during trading hours. Management duties. 4) Faithful With Finances, Inc.-Non-Investment related. 120 Vantis Drive, Suite 440, Aliso Viejo, CA 92656. Publication of financial educational materials designed for churches. "Faithful With Much" book sales and speaking engagements. Owner. Vice President. November 2010. 1 hour/month-0 during trading hours. Writing/Speaking. 5) Carin R. Amaradio, Real Estate Broker. Non-Investment related. 31341 Trigo Trail, Trabuco Canyon, CA 92679. Real Estate Brokerage. Broker. July 2012. 1 hour/month-0 during trading hours. Only used for personal real estate investments. 6) Select Consulting Group, LLC. - Non-Investment related. 120 Vantis Drive, Suite 440, Aliso Viejo, CA 92656. Business Consulting. Managing Member. November 2015. 1 hour/month-0 during trading hours.
CRS (Client Relationship Summary) - BD
Click below to view Carin Ruth Amaradio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 1999 - Present
SECURITIES EQUITY GROUP
Office #1: 120 Vantis Drive Suite 440, Aliso Viejo, CA 92656BD
CRD#: 47215
Aliso Viejo, CA
Past
March 15, 2010 - December 15, 2025
SELECT MONEY MANAGEMENT, INC.
RIA
CRD#: 153256
ALISO VIEJO, CA
Past
May 15, 1997 - April 28, 2000
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
September 1, 1993 - October 24, 2025
SELECT PORTFOLIO MANAGEMENT INC
RIA
CRD#: 107228
ALISO VIEJO, CA
Past
June 25, 1993 - May 19, 1997
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
December 10, 1990 - December 2, 1994
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
May 3, 1990 - June 23, 1993
COORDINATED CAPITAL SECURITIES, INC.
BD
CRD#: 14762
FORT ATKINSON, WI
Past
May 11, 1989 - November 9, 1990
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
October 20, 1980 - November 5, 1985
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
Past
August 1, 1980 - November 9, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/9/2000)
RR
Alaska(4/28/2000)
RR
Arizona(4/28/2000)
RR
Arkansas(10/21/2008)
RR
California(10/6/1999)
RR
Colorado(3/2/2000)
RR
Connecticut(6/15/2000)
RR
District of Columbia(12/24/2025)
RR
Florida(1/5/2000)
RR
Georgia(3/1/2001)
RR
Hawaii(10/29/2002)
RR
Idaho(1/17/2003)
RR
Illinois(5/9/2000)
RR
Indiana(6/6/2000)
RR
Iowa(7/31/2003)
RR
Kansas(6/29/2002)
RR
Maine(10/14/2008)
RR
Maryland(1/3/2000)
RR
Massachusetts(3/14/2006)
RR
Michigan(6/8/2000)
RR
Minnesota(2/28/2001)
RR
Mississippi(2/27/2007)
RR
Missouri(4/18/2002)
RR
Montana(10/18/2004)
RR
Nevada(5/5/2000)
RR
New Jersey(6/9/2000)
RR
New York(6/20/2000)
RR
North Carolina(4/15/2002)
RR
North Dakota(10/8/2004)
RR
Ohio(5/19/2000)
RR
Oklahoma(6/17/2003)
RR
Oregon(5/9/2000)
RR
Pennsylvania(7/17/2000)
RR
South Carolina(5/15/2000)
RR
Tennessee(6/28/2000)
RR
Texas(4/11/2000)
RR
Virginia(5/8/2000)
RR
Washington(1/4/2000)
RR
Wisconsin(5/30/2000)
RR
Wyoming(1/7/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/21/1980
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SE
SECURITIES EQUITY GROUP
SECURITIES EQUITY GROUP
CRD#: 47215 / SEC#: , 8-51706
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
120 Vantis Drive Suite 440, Aliso Viejo, CA 92656
Mailing Address
120 Vantis Drive Suite 440, Aliso Viejo, CA 92656
Phone number
(949) 900-8167
Established
California since 03/25/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
