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WY

Wei Ye

FARMERS FINANCIAL SOLUTIONS
AURORA, CO
·CRD# 7127707·3 years registered

Professional Summary

Wei Ye, who also goes by Vanessa Ye, is a registered financial advisor currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Aurora, Colorado. Wei is registered as a RR (Registered Representative) and started their career in finance in 2023. Wei has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vanessa Ye

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years registered in the securities industry

Current & Past Employments

Current

FARMERS FINANCIAL SOLUTIONS, LLCCurrent·CRD# 103863
BD
3033 S Parker Rd Ste 320, Aurora, CO 80014
February 27, 2026 - Present

Past

TRANSGLOBAL ADVISORY, LLCPast·CRD# 168709
RIA
Hayward, CA
July 10, 2025 - February 23, 2026
GLOBALINK SECURITIES, INC.Past·CRD# 29721
BD
Fremont, CA
July 10, 2025 - February 23, 2026
CETERA INVESTMENT ADVISERS LLCPast·CRD# 105644
RIA
Cupertino, CA
February 27, 2024 - April 29, 2024
CETERA INVESTMENT SERVICES LLCPast·CRD# 15340
BD
Cupertino, CA
December 20, 2023 - April 29, 2024

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Current Firm

FF
FARMERS FINANCIAL SOLUTIONS, LLC

FARMERS FINANCIAL SOLUTIONS | FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863 / SEC#: 801-108217, 8-52361
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

30700 Russell Ranch Road Office #214, Westlake Village, CA 91361

Mailing Address

30700 Russell Ranch Road Office #214, Westlake Village, CA 91362

Phone Number

(818) 584-0200

Established

Nevada since 12/21/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FARMERS ADV PART 2A DISCLOSURE BROCHURE (1/31/2019)

Direct owners and executive officers

NamePositionCRD#
FFS HOLDING, LLCMANAGING MEMBER—
BORKIN, JOSHUA ALANCHIEF FINANCIAL OFFICER6536355
DAHM, CHRISTINEBOARD MEMBER8191792
DO, CHAUSECRETARY7865522
HOHL, DOREN EUGENEBAORD MEMBER1953425
JUE, DONALDBOARD MEMBER8289094
ROBINSON, TARETHA ANNDIRECTOR OF OPERATIONS4539081
ROBINSON, TARETHA ANNCHIEF COMPLIANCE OFFICER4539081
SCHEAR, ZACHARYPRESIDENT5958762
SCOTT, JANICE GALEBOARD MEMBER7909854
WILLOUGHBY, DENITA ANNETTEBOARD MEMBER2368099

Disclosures

Regulatory Event

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) TransGlobal Insurance Agency, Fremont, CA, fixed insurance producer from 09/06/2024, hours varies, commission based. Not securities related. 2.) TransGlobal Advisory, LLC., Monrovia, CA, Investment Advisor Representative from 07/02/2025, hours varies, fee based structure. Securities related. 3.) Jim Insurance Firm, www.jiminsur.com, P & C Insurance Producer starting from 08/01/2025, 140 hours per month, commission based. Not securities related.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(2/27/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2024About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2023About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Wei Ye's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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