John T. Ivaliotis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Thomas Ivaliotis was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1980. John had worked at 7 firms and has passed the Series 18 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 1989 - March 8, 1990
JONATHAN ALAN & CO., INC.
June 2, 1988 - March 9, 1990
UNDERHILL ASSOCIATES, INCORPORATED
December 5, 1986 - April 19, 1988
FIRST MONTAUK SECURITIES CORP.
December 1, 1986 - December 12, 1986
NICHOLAS, LAWRENCE & CO. INC.
June 17, 1986 - September 26, 1986
INVESTORS CENTER, INC.
March 25, 1986 - April 3, 1986
HOMESTEAD SECURITIES, INC.
September 13, 1984 - September 4, 1985
MARVEST SECURITIES, INC.
July 28, 1980 - July 23, 1984
UNDERHILL ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 18
Date: 7/11/1980
Securities Industry Rules and Regulations ExaminationCurrent Firm
JONATHAN ALAN & CO., INC.
CRD#: 15914 / SEC#: , 8-32952
Contact information
Documents
Red Flags
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