Andrew Marsh
Professional summary
Andrew Marsh, who also goes by Andrew William Wilson Marsh, is a registered financial professional currently at CARTY, HARDING & HEARN, INC. located in Little Rock, Arkansas.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2020. Andrew has worked at 3 firms and has passed the Series 66, Series 52TO, Series 7TO, SIE, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Marsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2025 - Present
CARTY, HARDING & HEARN, INC.
Office #1: 900 S. Shackleford Rd Suite 100, Little Rock, AR 72211June 20, 2023 - December 10, 2025
STEPHENS
June 20, 2023 - December 10, 2025
STEPHENS
May 16, 2022 - June 20, 2023
CREWS & ASSOCIATES, INC.
May 16, 2022 - June 20, 2023
CREWS & ASSOCIATES, INC.
July 28, 2020 - January 14, 2022
CREWS & ASSOCIATES, INC.
June 4, 2020 - January 14, 2022
CREWS & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/23/2025)
(1/8/2026)
Exams
Series 52TO
Date: 3/26/2021
Municipal Securities Representative ExaminationSeries 7TO
Date: 6/4/2020
General Securities Representative ExaminationFINRA
Current Firm
CARTY, HARDING & HEARN, INC.
CRD#: 7001 / SEC#: , 8-19082
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 20 |
Red Flags
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Company Information
CARTY, HARDING & HEARN, INC.
CRD#: 7001Little Rock, AR 72211TRUST BUT VERIFY
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