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LH

Laura Teresa Hoff

CRD# 7127668·Registered 2019 - 2025
Previously Registered: Being a previously registered professional could mean that Laura is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Laura Teresa Hoff was a registered financial advisor. Laura was a previously registered financial professional and started their career in finance 2019 - 2025. Laura had worked at 1 firm and has passed the Series 65 and Series 63 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

KLARAOS, LLC·CRD# 115044
RIA
Incline Village, NV
June 18, 2019 - December 31, 2025

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Current Firm

KL
KLARAOS, LLC

KLARAOS VENTURES, LLC | M2, LLC | M2 ADVISORS, INC. | KLARAOS, LLC

CRD#: 115044 / SEC#: 801-69948
RIA
Registered Investment Advisory firm - SEC (12/17/2012 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (10/31/2003 Cancelled)
Nevada
Registered Investment Advisory firm - Nevada (12/14/2012 Approved)
Texas
Registered Investment Advisory firm - Texas (11/30/2001 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

239 South Sierra Street, Reno, NV 89501

Phone Number

(775) 831-5546

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

34

AUM (Assets Under Management)

$18,212,486

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2019About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2012About the Series 63 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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LH
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