Laura T. Hoff

KLARAOS

Incline Village, NV 89451

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CRD#: 7127668

Professional summary

Laura Teresa Hoff is a registered financial advisor currently at KLARAOS, LLC located in Incline Village, Nevada.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Laura has worked at 1 firm and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Teresa Hoff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2019 - Present

KLARAOS, LLC

Office #1: 880 Northwood Blvd Ste 2, Incline Village, NV 89451

RIA

CRD#: 115044

Incline Village, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(6/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/28/2012

Uniform Securities Agent State Law Examination

Current Firm

KLARAOS, LLC

KLARAOS VENTURES, LLC | M2, LLC | M2 ADVISORS, INC. | KLARAOS, LLC

CRD#: 115044 / SEC#: 801-69948

RIA

Registered Investment Advisory firm - (12/17/2012 Terminated)

Missouri

Registered Investment Advisory firm - (10/31/2003 Cancelled)

Nevada

Registered Investment Advisory firm - (12/14/2012 Approved)

Texas

Registered Investment Advisory firm - (11/30/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

880 Northwood Blvd Ste 2, Incline Village, NV 89451

Mailing Address

239 South Sierra Street, Reno, NV 89501

Phone number

(775) 831-5546

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 22,920,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Laura T. Hoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Teresa Hoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

KLARAOS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/2019

Series 63

Date: 2/28/2012

Current Firm

KLARAOS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KLARAOS, LLC

TRUST BUT VERIFY

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