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Steven W. Hendrickson

Some features on this profile are disabled
CRD#: 712741
SH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven William Hendrickson, CFP®, ChFC®, who also goes by Steve Hendrickson, was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1980. Steven had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steve Hendrickson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAVIGATE PRIVATE WEALTH, LLC, START: 05/02/2014, 12012 S. 700 EAST STE. 100 DRAPER, UT 84020, RIA, AGENT, INVESTMENT RELATED, 160 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 2. ALLEGIS ADVISORS GROUP, START: 08/01/14, 10235 S. JORDAN GATEWAY #420 SOUTH JORDAN, UT 84095, INSURANCE AGENCY, AGENT, NOT INVESTEMENT RELATED, 6 HOURS PER MONTH, <1 HOUR PER DAY DURING TRADING HOURS. 3. SALT STACK, INC. CORPORATION, START: 02/06/2013, 5272 S. COLLEGE DRIVE STE. 301 MURRAY, UT 84123, PRIVATELY HELD COMPANY, SHAREHOLDER, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 4. PRIMARY DATA, INC., LLC, START: 08/23/2013, 111 EAST BROADWAY 11TH FLOOR, SALT LAKE CITY, UT 84111, PRIVATELY HELD COMPANY, SHAREHOLDER, NOT INVESTMENT RELATED, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 5. OP Investors LLC, 03/16/2016,111 EAST BROADWAY 11TH FLOOR,PRIVATELY HELD COMPANY, SHAREHOLDER, NOT INVESTMENT RELATED, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 6. TPI UT, LLC , 07/20/2015,111 EAST BROADWAY 11TH FLOOR,PRIVATELY HELD COMPANY, SHAREHOLDER, NOT INVESTMENT RELATED, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

ChFC®

Chartered Financial Consultant

Experience

Past

July 1, 2016 - February 20, 2019

ALLEGIS INVESTMENT SERVICES, LLC

BD
CRD#: 168557
Draper, UT
Past

May 7, 2014 - January 8, 2025

NAVIGATE PRIVATE WEALTH, LLC

RIA
CRD#: 170774
DRAPER, UT
Past

May 2, 2014 - July 1, 2016

MUTUAL SECURITIES, INC.

BD
CRD#: 13092
Draper, UT
Past

August 24, 1993 - December 31, 1994

AMERICAN EXPRESS SERVICE CORPORATION

BD
CRD#: 10518
MINNEAPOLIS, MN
Past

December 23, 1991 - May 6, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
DRAPER, UT
Past

January 13, 1989 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 13, 1989 - May 6, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
DRAPER, UT
Past

March 23, 1988 - June 21, 1988

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

March 23, 1988 - June 28, 1988

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

December 13, 1985 - February 10, 1988

OLSEN PAYNE & COMPANY

BD
CRD#: 15607
Past

July 28, 1980 - December 8, 1987

OLSEN & COMPANY

BD
CRD#: 5623

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/18/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/1980
General Securities Representative Examination

Current Firm

AI
ALLEGIS INVESTMENT SERVICES, LLC
ALLEGIS INVESTMENT SERVICES, LLC

CRD#: 168557 / SEC#: , 8-69318

BD
Terminated by SEC on 07/02/2019
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Contact information

Main Address
Mailing Address
Phone number
Established
Idaho since 05/29/2013
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MILLER, CHRISTOPHER MICHAELCEO/MEMBER3065670
BOWEN, HEATH SHAYNEMEMBER4824684
COMPAGNO, STACI ANNCHIEF COMPLIANCE OFFICER2824392
PIERCE, BRIAN CHRISTOPHERCFO/FINOP6252375

Disclosures

Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLEGIS INVESTMENT SERVICES, LLC

CRD#: 168557

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