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Steven William Hendrickson

CFP®, ChFC®

CRD# 712741·Registered 1980 - 2019

Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven William Hendrickson, CFP®, ChFC®, who also goes by Steve Hendrickson, was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 1980 - 2019. Steven had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steve Hendrickson

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®

Certified Financial Planner

ChFC®

Chartered Financial Consultant

Years of Experience

46 years in the financial services industry

Current & Past Employments

ALLEGIS INVESTMENT SERVICES, LLC·CRD# 168557

BD

Draper, UT

July 1, 2016 - February 20, 2019

NAVIGATE PRIVATE WEALTH, LLC·CRD# 170774

RIA

Draper, UT

May 7, 2014 - January 8, 2025

MUTUAL SECURITIES, INC.·CRD# 13092

BD

Draper, UT

May 2, 2014 - July 1, 2016

AMERICAN EXPRESS SERVICE CORPORATION·CRD# 10518

BD

Minneapolis, MN

August 24, 1993 - December 31, 1994

AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363

RIA

Draper, UT

December 23, 1991 - May 6, 2014

IDS LIFE INSURANCE COMPANY·CRD# 6321

BD

Minneapolis, MN

January 13, 1989 - July 3, 2006

AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363

BD

Draper, UT

January 13, 1989 - May 6, 2014

SIGNATOR INVESTORS, INC.·CRD# 468

BD

Boston, MA

March 23, 1988 - June 21, 1988

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181

BD

Boston, MA

March 23, 1988 - June 28, 1988

OLSEN PAYNE & COMPANY·CRD# 15607

BD

December 13, 1985 - February 10, 1988

OLSEN & COMPANY·CRD# 5623

BD

July 28, 1980 - December 8, 1987

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Current Firm

AI

ALLEGIS INVESTMENT SERVICES, LLC

ALLEGIS INVESTMENT SERVICES, LLC

CRD#: 168557 / SEC#: 8-69318

BD

Terminated by SEC on 07/02/2019

Contact Information

Established

Idaho since 05/29/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

Name	Position	CRD#
MILLER, CHRISTOPHER MICHAEL	CEO/MEMBER	3065670
BOWEN, HEATH SHAYNE	MEMBER	4824684
COMPAGNO, STACI ANN	CHIEF COMPLIANCE OFFICER	2824392
PIERCE, BRIAN CHRISTOPHER	CFO/FINOP	6252375

Disclosures

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAVIGATE PRIVATE WEALTH, LLC, START: 05/02/2014, 12012 S. 700 EAST STE. 100 DRAPER, UT 84020, RIA, AGENT, INVESTMENT RELATED, 160 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 2. ALLEGIS ADVISORS GROUP, START: 08/01/14, 10235 S. JORDAN GATEWAY #420 SOUTH JORDAN, UT 84095, INSURANCE AGENCY, AGENT, NOT INVESTEMENT RELATED, 6 HOURS PER MONTH, <1 HOUR PER DAY DURING TRADING HOURS. 3. SALT STACK, INC. CORPORATION, START: 02/06/2013, 5272 S. COLLEGE DRIVE STE. 301 MURRAY, UT 84123, PRIVATELY HELD COMPANY, SHAREHOLDER, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 4. PRIMARY DATA, INC., LLC, START: 08/23/2013, 111 EAST BROADWAY 11TH FLOOR, SALT LAKE CITY, UT 84111, PRIVATELY HELD COMPANY, SHAREHOLDER, NOT INVESTMENT RELATED, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 5. OP Investors LLC, 03/16/2016,111 EAST BROADWAY 11TH FLOOR,PRIVATELY HELD COMPANY, SHAREHOLDER, NOT INVESTMENT RELATED, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 6. TPI UT, LLC , 07/20/2015,111 EAST BROADWAY 11TH FLOOR,PRIVATELY HELD COMPANY, SHAREHOLDER, NOT INVESTMENT RELATED, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1980About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1980About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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SH

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