Steven S. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Scott Cooper, who also goes by Steve Cooper, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1980. Steven had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 1990 - February 27, 1995
PACIFIC INVESTMENT SECURITIES CORP.
January 26, 1990 - May 9, 1990
AMERICAN INTERSTATE FINANCIAL CORPORATION
April 5, 1983 - November 21, 1989
INVESTMENT CAPITAL CORPORATION
December 30, 1980 - December 16, 1982
MCDEVITT & COMPANY INVESTMENT CORPORATION
July 24, 1980 - October 30, 1981
MID VALLEY SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC INVESTMENT SECURITIES CORP.
CRD#: 16339 / SEC#: , 8-33746
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
