James A. Revels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Arthur Revels was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1980. James had worked at 18 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2015 - December 18, 2018
KEY WEST INVESTMENTS, LLC
January 18, 2013 - March 6, 2015
WILLOW COVE INVESTMENT GROUP, INC.
May 18, 2007 - March 14, 2013
R.W. TOWT & ASSOCIATES
April 15, 2004 - May 15, 2007
GRIFFIN, MILLS & LONG, LLC
July 25, 2001 - December 31, 2003
BACK BAY CAPITAL, INC.
June 21, 1999 - September 7, 2001
WORLD TRADE FINANCIAL CORPORATION
October 15, 1992 - April 29, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED
July 15, 1992 - October 13, 1992
SCHNEIDER SECURITIES, INC.
April 29, 1992 - July 8, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 24, 1992 - May 19, 1992
SMITH, BENTON & HUGHES, INC.
June 3, 1991 - January 14, 1992
CHATFIELD DEAN & CO., INC.
July 22, 1985 - May 23, 1991
AMERICAN FRONTEER FINANCIAL CORPORATION
January 10, 1985 - July 26, 1985
GENESIS CAPITAL CORPORATION
April 15, 1982 - February 6, 1989
RUSHMORE CAPITAL, INC.
March 11, 1982 - December 27, 1984
RICHEY, FRANKEL & COMPANY
February 12, 1982 - October 9, 1984
SUMMIT SECURITIES LIMITED
December 15, 1981 - February 4, 1982
RUSHMORE CAPITAL, INC.
October 22, 1981 - November 17, 1981
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
July 28, 1980 - October 25, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 1/25/2000
Limited Representative-Equity Trader ExamCurrent Firm
KEY WEST INVESTMENTS, LLC
CRD#: 149418 / SEC#: , 8-68166
Contact information
Disclosures
| Regulatory Event | 2 |
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