RG
Richard L. Greene
Some features on this profile are disabled
CRD#: 712710
RG
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Louis Greene, CFP®, who also goes by Rick Geene, Rick Greene, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1980. Richard had worked at 4 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Rick Geene | Rick Greene
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 8/27/2004 - DBA ONLY - GREENE WEALTH MANAGEMENT, LLC - EAST LANSING, MI.
(2) 3/13/2008 - NON-VARIABLE INSURANCE - WORK WITH A REP OUTSIDE OF LPL THROUGH THE APPLICATION AND UNDERWRITING PROCESS OF LIFE, DISABILITY, AND LONG TERM CARE INSURANCE. - 1% TIME SPENT - EAST LANSING, MI.
(3) 7/26/2011 - OTHER-FINANCIAL EDUCATION RESEARCH AND TOOLS - PERSONOMICS, INC. - PERSONOMICS, INC. DEVELOPS FINANCIAL DECISION MAKING CONCEPTS AND TOOLS BASED ON BEHAVIORAL FINANCE AND PERSONAL VALUES. IT INCORPORATED IN 1999 BUT HAS BEEN NON-INCOME PRODUCING FOR MANY YEARS (PRIOR TO MY COMING WITH LPL). - TIME SPENT 10%
(4) 08/28/2015 - MICHIGAN FINANCIAL PARTNERS LLC - REAL ESTATE RENTAL - NOT INV REL - 2260 E. SAGINAW, EAST LANSING MI 48823 - START 08/21/2015
(5) 09/15/2015 - Michigan Financial Partners - Business Entity For Tax/Investment Purposes Only - Rental Income - NOT INV REL - 2260 E Saginaw St. East Lansing, MI 48823 - START 08/28/2015
(6) 05/26/2016 * Private Advisor Group * Registered Investment Advisor Hybrid * (Hybrid) Private Advisor Group * inv rel* 2260 E Saginaw, East Lansing, MI 48823 * Advisory Services Offered. * start 10/16/2015 * 160 hrs/mo; 140 hrs during secs trdg hrs.
(7) 07/21/2016 * Greene Wealth Management, LLC * DBA for LPL Business (entity for LPL business) * INV REL * Same as Greene Wealth Management, LLC 2260 E. Saginaw, East Lansing MI 48823 * Greene Wealth is a an abbreviation of Greene Wealth Management, LLC an already approved DBA for Richard L. Greene Rep ID DH3H/0FRB. Greene Wealth/Greene Wealth Management has both advisory client, and brokerage client, is an affiliate of LPL Financial and Private Advisor Group, under a Hybrid RIA agreement. Our intention is to use both our Greene Wealth Management, LLC approved name and the shortened Greene Wealth name in general advertisement and communications, such as business cards. Jeannine Sanchez at MRR Ext. 6590 is requesting that we submit this form in order for us to use the shortened Greene Wealth name. No additional services aside from those already approved on the Greene Wealth Management, LLC DBA are being added. * START 07/15/2016 * 160 HRS/MO; 8 DURING SECS TRDG HRS.
(8) 4/25/2018 - Sun Life Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/20/2018 - 1 Hour Per Month/0 Hours During Securities Trading.
(9) 12/1/2020 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 11/11/2020 - 250 Hours Per Month/200 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 250 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
(10) 12/2/2020 - Private Advisor Group - DBA: (Hybrid) Greene Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 01/01/2016 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
(11) 12/31/2020 - MoneyQuilt, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2021 - 5 Hours Per Month/5 Hours During Securities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1985
Experience
Past
September 21, 2015 - November 3, 2023
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
East Lansing, MI
Past
October 21, 2009 - September 8, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
EAST LANSING, MI
Past
May 26, 2004 - March 3, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
EAST LANSING, MI
Past
March 1, 1986 - June 10, 2004
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
February 6, 1986 - February 28, 1986
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
Past
July 28, 1980 - February 6, 1986
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PRIVATE ADVISOR GROUP, LLC
1406 FINANCIAL | DIAMOND FINANCIAL GROUP | DFS ASSOCIATES INC. | DEROSIER AND ASSOCIATES | DEMPSEY & DRUMM | DELISANTI WEALTH MANAGEMENT | DEHAAN LINDSEY WEALTH MANAGEMENT | DCA FINANCIAL GROUP | DAVID M. CROOKS AND ASSOCIATES, LLC | DANIEL M ROSENTHAL FINANCIAL CONSULTANT | D.M. WALLACE & CO. | CYPRESS WEALTH PARTNERS, LLC | CUNNINGHAM WEALTH MANAGEMENT | CROSSROADS FINANCIAL | CRNA FINANCIAL PLANNING | CRESTWOOD FINANCIAL PARTNERS | CRESTWELL FINANCIAL PARTNERS | COX WEALTH MANAGEMENT | COVENANT FINANCIAL STRATEGIES INC. | COTTON WEALTH MANAGEMENT ASSOCIATES, LLC | CORTBURG RETIREMENT PLANNING | CORTBURG RETIREMENT ADVISORS, INC. | CORRIDOR FINANCIAL PLANNER | CORNERSTONE FINANCIAL | CORETEGIC CAPITAL | COPPOLA WEALTH MANAGEMENT | COPIA WEALTH ADVISORS | CONNECTIONS FINANCIAL ADVISORS | CONNECTICUT CASUALTY WEALTH PARTNERS | COMPREHENSIVE WEALTH MANAGEMENT INC | COMPREHENSIVE WEALTH MANAGEMENT GROUP | COMPREHENSIVE FINANCIAL PROFESSIONALS, INC. | COMPASS INVESTMENT ADVISORS LLC | COMPASS FINANCIAL GROUP, INC. | COMPASS CAPITAL MANAGEMENT | COMMONWEALTH PENSION MANAGEMENT, LLC | COMMONWEALTH INVESTMENT MANAGEMENT GROUP, LLC | COLTS NECK FINANCIAL | CODREA FINANCIAL SERVICES | CLINTON WEALTH MANAGEMENT LLC | CLIENT FIRST.FINANCIAL ADVICE | CLIENT FIRST FINANCIAL ADVICE | CLEARVIEW INVESTMENT PARTNERS | CLEARPOINT ADVISORS, LLC | CLEARPATH FINANCIAL PARTNERS | CLEAR SKIES FINANCIAL | CKW WEALTH ADVISORS, LLC | CISSNE WEALTH MANAGEMENT | CHOICEPOINT FINANCIAL LLC | CHOICE POINT ADVISORS, LLC | CHADWICK BAY FINANCIAL SERVICES | CE FINANCIAL | CBC FINANCIAL ADVISORS | CAVAN WEALTH MANAGEMENT, LLC | CARTER SHEVLIN FINANCIAL | CARR FINANCIAL GROUP | CARDINAL WEALTH PARTNERS | CARDINAL WEALTH GROUP | CAPWEALTH | CAPSTONE WEALTH MANAGEMENT, LLC | CAPRIOTTI & COMPANY | CAPITAL WEALTH COUNSEL | CAPITAL PLANNING WEALTH MANAGEMENT | CANOGA WEALTH MANAGEMENT, LLC | CAFOUREK FINANCIAL SERVICES | CAFOUREK AND ASSOC. | CADIA PRIVATE CLIENT | BYAS WEALTH MANAGEMENT | BUTLER FINANCIAL GROUP | BUTERA WEALTH MANAGEMENT LLC | BROOKWOOD ADVISORS | BROADWAY GRAHAM WEALTH PARTNERS | BRIGHTWORKS WEALTH MANAGEMENT | BRIGHTSIDE ADVISORS | BRIAN WETTLAUFER INVESTMENT MANAGEMENT INC | BRIAN WETTLAUFER INVESTMENT ADVICE | BRENTON STRANSKY WEALTH MANAGEMENT | BREAKWATER WEALTH MANAGEMENT | BRANDYWINE WEALTH MANAGEMENT | BOTKIN FAMILY WEALTH MANAGEMENT | BOOKMARK ADVISORS | BONNIE CAPITAL | BOHALL FINANCIAL GROUP | BLUE WATER FINANCIAL LLC | BLUE SPARROW GROUP | BLEAKLEY FINANCIAL GROUP | BLEAKLEY ADVISORY GROUP | BLEAKLEY WEALTH MANAGEMENT | BLEAKLEY WEALTH ADVISORS | BLACKSTONE VALLEY WEALTH MANAGEMENT, LLC | BLACK DIAMOND FINANCIAL GROUP, LLC | BINGHAMTON FINANCIAL GROUP | BIG TREE INVESTMENT GROUP | BG WEALTH MANAGEMENT | BERKSHIRE RETIREMENT STRATEGIES | BECKER FINANCIAL ADVISORS | BECK BODE WEALTH MANAGEMENT | BEASLEY WEALTH MANAGEMENT | BD & ASSOCIATES | BCG FINANCIAL SERVICES LTD | BAYVIEW FINANCIAL GROUP | BATTAGLINI & CO., PC | BARBER FINANCIAL MANAGEMENT, LLC | BALLAST FINANCIAL, LLC | BADGER FINANCIAL GROUP | B. JOHNSON & ASSOC., LTD. | AWA INVESTMENT ADVISORS | AUDENT GLOBAL ASSET MANAGEMENT | AUDENT FAMILY WEALTH ADVISORS LLC | ATTLEBORO WEALTH MANAGEMENT | ATLAS WEALTH STRATEGIES | ATLANTIC WEALTH LLC | ASCENT WEALTH MANAGEMENT | ARTEMIS WEALTH ADVISORS | ARONOV WEALTH MANAGEMENT | ARISTON ADVISORY GROUP, LLC | ARETI FINANCIAL, INC | ARCURI ASSOCIATES WEALTH MANAGEMENT | ARCURI & ASSOCIATES | APEX FINANCIAL PLANNING | APD WEALTH MANAGEMENT, LLC | ANTOINE WILLIAMS & ASSOCIATES FINANCIAL SERVICES | ANGELO & ASSOCIATES FINANCIAL PLANNING GROUP | ANDERSON SCHWARZ FINANCIAL LTD | ANDERSON FINANCIAL LTD | ANCHOR FINANCIAL ASSOCIATES, LLC | AMERICAN FINANCIAL MANAGEMENT GROUP | ALPERT FINANCIAL | ALNA FINANCIAL GROUP LLC | ALLEGIANCE FINANCIAL GROUP | ALBANY FINANCIAL GROUP | AK FINANCIAL GROUP | AGING ISSUES MANAGEMENT | AGING ISSUES INFO | ADVANTAGE INVESTMENT ADVISORS | ADVANTAGE FINANCIAL GROUP | ADVANCED WEALTH ADVISORY, LLC | ACUMEN WEALTH ADVISORS | ABM FINANCIAL LLC | ABILITY WEALTH GROUP, LLC | A&C MANAGEMENT GROUP | 54 FINANCIAL GROUP | 435 FINANCIAL | 20/20 FINANCIAL...
CRD#: 155216 / SEC#: 801-72060
RIA
Registered Investment Advisory firm - (1/3/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/17/1980
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
PA
PRIVATE ADVISOR GROUP, LLC
1406 FINANCIAL | DIAMOND FINANCIAL GROUP | DFS ASSOCIATES INC. | DEROSIER AND ASSOCIATES | DEMPSEY & DRUMM | DELISANTI WEALTH MANAGEMENT | DEHAAN LINDSEY WEALTH MANAGEMENT | DCA FINANCIAL GROUP | DAVID M. CROOKS AND ASSOCIATES, LLC | DANIEL M ROSENTHAL FINANCIAL CONSULTANT | D.M. WALLACE & CO. | CYPRESS WEALTH PARTNERS, LLC | CUNNINGHAM WEALTH MANAGEMENT | CROSSROADS FINANCIAL | CRNA FINANCIAL PLANNING | CRESTWOOD FINANCIAL PARTNERS | CRESTWELL FINANCIAL PARTNERS | COX WEALTH MANAGEMENT | COVENANT FINANCIAL STRATEGIES INC. | COTTON WEALTH MANAGEMENT ASSOCIATES, LLC | CORTBURG RETIREMENT PLANNING | CORTBURG RETIREMENT ADVISORS, INC. | CORRIDOR FINANCIAL PLANNER | CORNERSTONE FINANCIAL | CORETEGIC CAPITAL | COPPOLA WEALTH MANAGEMENT | COPIA WEALTH ADVISORS | CONNECTIONS FINANCIAL ADVISORS | CONNECTICUT CASUALTY WEALTH PARTNERS | COMPREHENSIVE WEALTH MANAGEMENT INC | COMPREHENSIVE WEALTH MANAGEMENT GROUP | COMPREHENSIVE FINANCIAL PROFESSIONALS, INC. | COMPASS INVESTMENT ADVISORS LLC | COMPASS FINANCIAL GROUP, INC. | COMPASS CAPITAL MANAGEMENT | COMMONWEALTH PENSION MANAGEMENT, LLC | COMMONWEALTH INVESTMENT MANAGEMENT GROUP, LLC | COLTS NECK FINANCIAL | CODREA FINANCIAL SERVICES | CLINTON WEALTH MANAGEMENT LLC | CLIENT FIRST.FINANCIAL ADVICE | CLIENT FIRST FINANCIAL ADVICE | CLEARVIEW INVESTMENT PARTNERS | CLEARPOINT ADVISORS, LLC | CLEARPATH FINANCIAL PARTNERS | CLEAR SKIES FINANCIAL | CKW WEALTH ADVISORS, LLC | CISSNE WEALTH MANAGEMENT | CHOICEPOINT FINANCIAL LLC | CHOICE POINT ADVISORS, LLC | CHADWICK BAY FINANCIAL SERVICES | CE FINANCIAL | CBC FINANCIAL ADVISORS | CAVAN WEALTH MANAGEMENT, LLC | CARTER SHEVLIN FINANCIAL | CARR FINANCIAL GROUP | CARDINAL WEALTH PARTNERS | CARDINAL WEALTH GROUP | CAPWEALTH | CAPSTONE WEALTH MANAGEMENT, LLC | CAPRIOTTI & COMPANY | CAPITAL WEALTH COUNSEL | CAPITAL PLANNING WEALTH MANAGEMENT | CANOGA WEALTH MANAGEMENT, LLC | CAFOUREK FINANCIAL SERVICES | CAFOUREK AND ASSOC. | CADIA PRIVATE CLIENT | BYAS WEALTH MANAGEMENT | BUTLER FINANCIAL GROUP | BUTERA WEALTH MANAGEMENT LLC | BROOKWOOD ADVISORS | BROADWAY GRAHAM WEALTH PARTNERS | BRIGHTWORKS WEALTH MANAGEMENT | BRIGHTSIDE ADVISORS | BRIAN WETTLAUFER INVESTMENT MANAGEMENT INC | BRIAN WETTLAUFER INVESTMENT ADVICE | BRENTON STRANSKY WEALTH MANAGEMENT | BREAKWATER WEALTH MANAGEMENT | BRANDYWINE WEALTH MANAGEMENT | BOTKIN FAMILY WEALTH MANAGEMENT | BOOKMARK ADVISORS | BONNIE CAPITAL | BOHALL FINANCIAL GROUP | BLUE WATER FINANCIAL LLC | BLUE SPARROW GROUP | BLEAKLEY FINANCIAL GROUP | BLEAKLEY ADVISORY GROUP | BLEAKLEY WEALTH MANAGEMENT | BLEAKLEY WEALTH ADVISORS | BLACKSTONE VALLEY WEALTH MANAGEMENT, LLC | BLACK DIAMOND FINANCIAL GROUP, LLC | BINGHAMTON FINANCIAL GROUP | BIG TREE INVESTMENT GROUP | BG WEALTH MANAGEMENT | BERKSHIRE RETIREMENT STRATEGIES | BECKER FINANCIAL ADVISORS | BECK BODE WEALTH MANAGEMENT | BEASLEY WEALTH MANAGEMENT | BD & ASSOCIATES | BCG FINANCIAL SERVICES LTD | BAYVIEW FINANCIAL GROUP | BATTAGLINI & CO., PC | BARBER FINANCIAL MANAGEMENT, LLC | BALLAST FINANCIAL, LLC | BADGER FINANCIAL GROUP | B. JOHNSON & ASSOC., LTD. | AWA INVESTMENT ADVISORS | AUDENT GLOBAL ASSET MANAGEMENT | AUDENT FAMILY WEALTH ADVISORS LLC | ATTLEBORO WEALTH MANAGEMENT | ATLAS WEALTH STRATEGIES | ATLANTIC WEALTH LLC | ASCENT WEALTH MANAGEMENT | ARTEMIS WEALTH ADVISORS | ARONOV WEALTH MANAGEMENT | ARISTON ADVISORY GROUP, LLC | ARETI FINANCIAL, INC | ARCURI ASSOCIATES WEALTH MANAGEMENT | ARCURI & ASSOCIATES | APEX FINANCIAL PLANNING | APD WEALTH MANAGEMENT, LLC | ANTOINE WILLIAMS & ASSOCIATES FINANCIAL SERVICES | ANGELO & ASSOCIATES FINANCIAL PLANNING GROUP | ANDERSON SCHWARZ FINANCIAL LTD | ANDERSON FINANCIAL LTD | ANCHOR FINANCIAL ASSOCIATES, LLC | AMERICAN FINANCIAL MANAGEMENT GROUP | ALPERT FINANCIAL | ALNA FINANCIAL GROUP LLC | ALLEGIANCE FINANCIAL GROUP | ALBANY FINANCIAL GROUP | AK FINANCIAL GROUP | AGING ISSUES MANAGEMENT | AGING ISSUES INFO | ADVANTAGE INVESTMENT ADVISORS | ADVANTAGE FINANCIAL GROUP | ADVANCED WEALTH ADVISORY, LLC | ACUMEN WEALTH ADVISORS | ABM FINANCIAL LLC | ABILITY WEALTH GROUP, LLC | A&C MANAGEMENT GROUP | 54 FINANCIAL GROUP | 435 FINANCIAL | 20/20 FINANCIAL...
CRD#: 155216 / SEC#: 801-72060
RIA
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Contact information
Main Address
305 Madison Avenue, Morristown, NJ 07960
Mailing Address
305 Madison Avenue Po Box 1820, Morristown, NJ 07962
Phone number
(973) 538-7010
Established
Firm type
Fiscal year end
# of Employees
746
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 137,723 |
| AUM (Assets Under Management) | $ 41,370,460,253 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
