David K. Barrus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Kennett Barrus was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1980. David had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10, Series 8, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2014 - February 18, 2025
BUCKMAN ADVISORY GROUP LLC
June 3, 2011 - February 18, 2025
BUCKMAN, BUCKMAN & REID, INC.
July 9, 2010 - June 6, 2011
ATLAS ONE FINANCIAL GROUP, LLC
April 27, 2009 - July 7, 2010
JESUP & LAMONT SECURITIES CORP
June 26, 2003 - April 27, 2009
NEWBRIDGE SECURITIES CORPORATION
May 27, 2003 - June 24, 2003
WESTROCK ADVISORS, INC.
October 23, 2002 - June 23, 2003
MAXIM GROUP LLC
March 4, 2002 - October 23, 2002
HAPOALIM SECURITIES USA, INC.
February 7, 2002 - March 7, 2002
WESTROCK ADVISORS, INC.
December 21, 2001 - March 5, 2002
SANDGRAIN SECURITIES LLC
June 1, 1999 - January 11, 2002
HAPOALIM SECURITIES USA, INC.
February 2, 1991 - June 1, 1999
STUART, COLEMAN & CO., INC.
September 4, 1990 - October 26, 1990
WELLS FARGO CLEARING SERVICES, LLC
January 3, 1989 - September 4, 1990
PRESCOTT, BALL & TURBEN, INC.
August 22, 1988 - November 26, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
July 28, 1980 - October 18, 1988
BLINDER, ROBINSON & CO., INC.
Primary Firm SEC Registration
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/5/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 834 |
| AUM (Assets Under Management) | $ 236,142,403 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 11/20/2024 | ||
| 03/04/2024 | ||
| 07/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
