Chris K. Blanchard

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CRD#: 712680

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chris Kevin Blanchard was a registered financial professional .

Chris is a previously registered financial professional and started their career in finance in 1980. Chris had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 10, 2017 - June 28, 2019

BASEPOINT WEALTH, LLC

RIA

CRD#: 289538

CEDAR RAPIDS, IA

Past

January 1, 1999 - October 11, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CEDAR RAPIDS, IA

Past

July 28, 1980 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

July 28, 1980 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 28, 1980 - October 11, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CEDAR RAPIDS, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BASEPOINT WEALTH, LLC

CRD#: 289538 / SEC#: 801-111782

RIA

Registered Investment Advisory firm - (9/29/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/19/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/1989

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 7/19/1980

Registered Representative Examination

Current Firm

BASEPOINT WEALTH, LLC

CRD#: 289538 / SEC#: 801-111782

RIA

Registered Investment Advisory firm - (9/29/2017 Approved)

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Contact information

Main Address

4144 Golf Street Ne, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 826-1898

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BASEPOINT WEALTH - ADV PART 2A AND APPENDIX 1 (5/30/2025)

Regulatory assets under management

Total Number of Accounts	3,881
AUM (Assets Under Management)	$ 776,175,833

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/17/2025	Cover Page	Report
10/23/2024	Cover Page	Report
08/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Chris K. Blanchard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERICAN EXPRESS FINANCIAL CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BASEPOINT WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/19/1980

SIE

Date: 10/11/2017

Series 7

Date: 4/15/1989

Series 1

Date: 7/19/1980

Current Firm

BASEPOINT WEALTH, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BASEPOINT WEALTH, LLC

TRUST BUT VERIFY

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