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RS

Ryan W. Sadkowski

CAPSTONE PARTNERS
Chicago, IL 60601
Some features on this profile are disabled
CRD#: 7126668
RS
Ryan Wayne SadkowskiCAPSTONE PARTNERS

Professional summary

Ryan Wayne Sadkowski, who also goes by Ryan Sadkowski, is a registered financial professional currently at CAPSTONE PARTNERS located in Chicago, Illinois.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2019. Ryan has worked at 2 firms and has passed the Series 66, Series 79TO, SIE and Series 7TO exams.

Aliases

Ryan Sadkowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Wayne Sadkowski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 14, 2026 - Present

CAPSTONE PARTNERS

Office #1: 222 N. Lasalle Street Suite 1260, Chicago, IL 60601
BD
CRD#: 132185
Chicago, IL
Past

August 30, 2019 - December 5, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
INDIANAPOLIS, IN
Past

July 29, 2019 - December 5, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
RR
PR
Series 66
Status Unavailable
Passed: 8/29/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Status Unavailable
Passed: 9/14/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 4/13/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Status Unavailable
Passed: 7/29/2019
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CAPSTONE PARTNERS
CAPSTONE CAPITAL MARKETS LLC | CAPSTONE PARTNERS | CAPSTONE HEADWATERS

CRD#: 132185 / SEC#: , 8-66572

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
10 Post Office Square Suite 800n, Boston, MA 02109
Mailing Address
10 Post Office Square Suite 800n, Boston, MA 02109
Phone number
(617) 619-3300
Established
Delaware since 04/08/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (19 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
CAPSTONE CORPORATE FINANCE LLCDIRECT OWNER
BEEKMAN, TODD ANDREWDIRECTOR6291198
FERRARA, JOHN MARIO IIPRESIDENT2097226
HOHENSTEIN, THOMASCHIEF FINANCIAL OFFICER3123815
JANSON, PAUL EDWARDDIRECTOR4992234
KLEINMAN, SCOTT DAVIDDIRECTOR2357636
MILCETICH, MATTHEW LOUISEXECUTIVE MANAGING DIRECTOR6419334
SZWAGULAK, JOHNCHIEF COMPLIANCE OFFICER4033023
VALDIVIA, SERENAAML OFFICER7790899

Disclosures

Regulatory Event1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPSTONE PARTNERS

CRD#: 132185Chicago, IL 60601

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