MM
Mackenzie M. Mccombs
PERENNIAL FINANCIAL SERVICES
FRESNO, CA 93704
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CRD#: 7126409
MM
Professional summary
Mackenzie Morgan Mccombs, who also goes by Mackenzie Morgan Santoro, is a registered financial advisor currently at PERENNIAL FINANCIAL SERVICES located in Fresno, California and LPL FINANCIAL LLC located in Fresno, California.
Mackenzie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Mackenzie has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mackenzie Morgan Santoro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 01/2024 / FORD FINANCIAL GROUP, INC. / DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) / INVESTMENT RELATED / 160 HRS MNTH / 8 HRS DURING TRADING 2- 01/2024 / RAMSEY LAW PLC - PARALEGAL/ASSISTANT / OUTSIDE/W-2 EMPLOYMENT / NON INVESTMENT RELATED / 15 HRS MNTH / START DATE 07/01/2021 3- 01/2024 / MACKENZIE SANTORO CA NOTARY PUBLIC / NOTARY / INVESTMENT RELATED / 5 HRS MNTH / 5 HRS DURING TRADING / START DATE 11/27/2013 4. LPL FINANCIAL, LLC; INVESTMENT-RELATED; FRESNO, CA; BROKER-DALER; CLIENT SERVICE ASSOCIATE / PARAPLANNER; START 05/2019; APPROX 160 HOURS PER MONTH; APPROX 130 HOURS DURING TRADING HOURS; CLIENT SERVICE / PARAPLANNING
CRS (Client Relationship Summary) - RIA
Click below to view Mackenzie Morgan Mccombs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2024 - Present
PERENNIAL FINANCIAL SERVICES
Office #1: 5260 North Palm Avenue Suite 221, Fresno, CA 93704RIA
CRD#: 286477
FRESNO, CA
Current
February 2, 2024 - Present
LPL FINANCIAL LLC
Office #1: 5260 N Palm Ave Ste 221, Fresno, CA 93704-2210RIA
BD
CRD#: 6413
Fresno, CA
Past
September 24, 2024 - September 24, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/24/2024)
IAR
California(12/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/2/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 445-2504
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,833 |
| AUM (Assets Under Management) | $ 1,898,116,372 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
