John K. Goodwin

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CRD#: 712634

Professional summary

John Knox Goodwin was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

John Knox Goodwin was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1993. John had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/16/2021 - Atlas Private Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Financial Advisor - Start Date: 10/18/2021 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Atlas Private Wealth Advisors, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 27, 2021 - November 28, 2023

ATLAS PRIVATE WEALTH ADVISORS

RIA

CRD#: 283744

MATAWAN, NJ

Past

October 22, 2021 - October 13, 2023

LPL FINANCIAL LLC

CRD#: 6413

MATAWAN, NJ

Past

December 5, 2018 - October 22, 2021

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Iselin, NJ

Past

November 29, 2018 - October 22, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

Iselin, NJ

Past

May 1, 2008 - December 5, 2018

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

EDISON, NJ

Past

May 1, 2008 - December 5, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

EDISON, NJ

Past

October 20, 2004 - May 9, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

PRINCETON, NJ

Past

October 20, 2004 - May 9, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

PRINCETON, NJ

Past

April 24, 2003 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

PRINCETON, NJ

Past

April 7, 2003 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

October 1, 2000 - April 3, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 1, 1996 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

March 8, 1994 - January 1, 1996

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

December 20, 1993 - February 16, 1994

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

December 20, 1993 - February 16, 1994

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLAS PRIVATE WEALTH ADVISORS

CRD#: 283744 / SEC#: 801-107919

RIA

Registered Investment Advisory firm - (6/13/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/24/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/17/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/13/1995

General Securities Principal Examination

Current Firm

ATLAS PRIVATE WEALTH ADVISORS

CRD#: 283744 / SEC#: 801-107919

RIA

Registered Investment Advisory firm - (6/13/2016 Approved)

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Contact information

Main Address

331 Newman Springs Rd. Suite 320, Building 3 2nd Floor, Red Bank, NJ, 07701

Mailing Address

Phone number

(888) 996-2666

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATLAS PWA PART 2A (9/22/2025)

ATLAS PWA WRAP FEE BROUCHURE (8/4/2025)

Regulatory assets under management

Total Number of Accounts	2,524
AUM (Assets Under Management)	$ 688,121,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

John K. Goodwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

MARKETING ONE SECURITIES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ATLAS PRIVATE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/1996

Series 63

Date: 10/3/1995

SIE

Date: 10/1/2018

Series 7

Date: 8/24/1994

Series 6

Date: 12/17/1993

Series 24

Date: 12/13/1995

Current Firm

ATLAS PRIVATE WEALTH ADVISORS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLAS PRIVATE WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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