Larry F. Beltramo

BELTRAMO FINANCIAL SERVICES

IRVINE, CA 92606-5183

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CRD#: 712624

Professional summary

Larry Frank Beltramo, CFP® is a registered financial advisor currently at BELTRAMO FINANCIAL SERVICES INC. located in Irvine, California.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Larry has worked at 6 firms and has passed the Series 63, Series 7, Series 1, Series 51, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Frank Beltramo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

October 27, 2010 - Present

BELTRAMO FINANCIAL SERVICES INC.

Office #1: 20 Corporate Park Suite #160, Irvine, CA 92606-5183

RIA

CRD#: 154791

IRVINE, CA

Past

January 25, 1996 - February 24, 2011

REGENCY SECURITIES, INC.

CRD#: 7846

IRVINE, CA

Past

November 19, 1989 - January 12, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 9, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

February 1, 1985 - January 19, 1987

PLANVEST CAPITAL CORPORATION

CRD#: 14849

Past

July 28, 1980 - February 8, 1985

EQUITEC SECURITIES COMPANY

CRD#: 6463

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/27/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/27/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 7/14/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/21/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 8/11/1995

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/13/1995

General Securities Principal Examination

Current Firm

BELTRAMO FINANCIAL SERVICES INC.

CRD#: 154791 / SEC#:

California

Registered Investment Advisory firm - (10/27/2010 Approved)

Texas

Registered Investment Advisory firm - (4/29/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

20 Corporate Park Suite #160, Irvine, CA 92606-5183

Mailing Address

Phone number

(949) 752-3117

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	119
AUM (Assets Under Management)	$ 43,501,073

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Larry F. Beltramo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Frank Beltramo's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGENCY SECURITIES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

PLANVEST CAPITAL CORPORATION

EQUITEC SECURITIES COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 10/27/1995

Series 7

Date: 3/17/1984

Series 1

Date: 7/14/1980

Series 51

Date: 3/21/2003

Series 27

Date: 8/11/1995

Series 24

Date: 1/13/1995

Current Firm

BELTRAMO FINANCIAL SERVICES INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BELTRAMO FINANCIAL SERVICES INC.

TRUST BUT VERIFY

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