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JL

Jieun Lee

M1 FINANCE
Woodridge, IL
Some features on this profile are disabled
CRD#: 7126205
JL

Professional summary

Jieun Lee, who also goes by Ji Eun Lee, Julie Lee, is a registered financial advisor currently at M1 FINANCE located in Woodridge, Illinois and M1 FINANCE LLC located in Chicago, Illinois.

Jieun is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Jieun has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ji Eun Lee | Julie Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- No Business Name - Rental Property - Not securities investment related - Property address: NA - The nature of the other business: Rental Property - Your position: Landlord/Owner - Title, or relationship with the other business: Property Owner - The start date of your relationship: November 2020 - The approximate number of hours/month you devote to the other business: 1hr MAX - The number of hours you devote to the other business during securities trading hours: None - Briefly describe your duties relating to the other business: Receive rent, coordinate contractors for various home fixes, pay bills M57 LLC (DBA Maria Pinto) - Not investment related -Freelance 1099 Contractor -Retail pop up fashion associate -Start date 3/26/2025 -0 during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jieun Lee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 23, 2024 - Present

M1 FINANCE

RIA
CRD#: 249787
Woodridge, IL
Current

June 26, 2024 - Present

M1 FINANCE LLC

Office #1: 200 N Lasalle Street, Suite 810, Chicago, IL 60601
BD
CRD#: 281242
CHICAGO, IL
Past

December 18, 2020 - January 3, 2023

M1 FINANCE

RIA
CRD#: 249787
CHICAGO, IL
Past

November 23, 2020 - January 3, 2023

M1 FINANCE LLC

BD
CRD#: 281242
CHICAGO, IL
Past

July 18, 2019 - November 20, 2020

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NAPERVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
M1 FINANCE
FORZA ADVISORS GROUP LLC | M1 FINANCE | M1 ADVISORY SERVICES LLC

CRD#: 249787 / SEC#: 801-106511

RIA
Registered Investment Advisory firm - (8/11/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Illinois
(4/23/2024)
RR
Illinois
(6/26/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/9/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/18/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/19/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MF
M1 FINANCE
FORZA ADVISORS GROUP LLC | M1 FINANCE | M1 ADVISORY SERVICES LLC

CRD#: 249787 / SEC#: 801-106511

RIA
Registered Investment Advisory firm - (8/11/2015 Approved)
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Contact information

Main Address
200 North Lasalle Street Suite 810, Chicago, IL 60601
Mailing Address
Phone number
(312) 600-2883
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

M1 ADVISORY SERVICES (3/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

M1 FINANCE

CRD#: 249787Woodridge, IL

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