AT
Alice Tweit
WEST INVEST
BELLINGHAM, WA 98225
Some features on this profile are disabled
CRD#: 7125389
AT
Professional summary
Alice Tweit, who also goes by Alice J Tweit, is a registered financial advisor currently at WEST INVEST located in Bellingham, Washington and LPL FINANCIAL LLC located in Bellingham, Washington.
Alice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Alice has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alice J Tweit
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/14/2023 - West Invest - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 11/1/2023 - 160 Hrs/Mo; 40 Hrs During Trading. 2. 12/27/2023 - Northwest Wealth Advisors LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Licensed Admin - Started: 11/1/2023 - 160 Hrs/mo; 40 Hrs During Trading - I provide administrative support to Northwest Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at�http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/27/2023 - Northwest Wealth Advisors DBA West Invest LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin - Started: 11/1/2023 - 160 Hrs/Mo During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Alice Tweit's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2024 - Present
WEST INVEST
Office #1: 1801 F Street, Bellingham, WA 98225RIA
CRD#: 327641
BELLINGHAM, WA
Current
March 4, 2022 - Present
LPL FINANCIAL LLC
Office #1: 1801 F St, Bellingham, WA 98225RIA
BD
CRD#: 6413
BELLINGHAM, WA
Past
March 4, 2022 - November 9, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
EDMONDS, WA
Past
August 10, 2020 - February 7, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BELLINGHAM, WA
Past
June 29, 2020 - February 7, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BELLINGHAM, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WEST INVEST
NORTHWEST WEALTH ADVISORS | WEST INVEST | NORTHWEST WEALTH ADVISORS, LLC
CRD#: 327641 / SEC#: 801-128653
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Washington(3/4/2022)
IAR
Washington(1/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/29/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WI
WEST INVEST
NORTHWEST WEALTH ADVISORS | WEST INVEST | NORTHWEST WEALTH ADVISORS, LLC
CRD#: 327641 / SEC#: 801-128653
RIA
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Contact information
Main Address
1801 F Street, Bellingham, WA 98225
Mailing Address
Phone number
(360) 738-6019
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,184 |
| AUM (Assets Under Management) | $ 193,599,500 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
