FD
Frank Diana
STERLING BRIDGE FINANCIAL GROUP LLC
Palm Harbor, FL 34684
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CRD#: 7125290
FD
Professional summary
Frank Diana is a registered financial advisor currently at STERLING BRIDGE FINANCIAL GROUP LLC located in Palm Harbor, Florida.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Frank has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Senior Benefit Resources; ADV Category: insurance company or agency; Is the advisory affiliate principal control person: Yes; Legal name of business: Senior Benefit Resources; Is control related person: Yes; Is related person or RIA under common control: Yes; Is the related person registered with a foreign financial regulatory authority: No; Entail service on board of directors for a publicly traded company: No; Is the business investment related: Yes; Location of the business: 32801 US HWY 19 N Suite 200;Description of the business: Insurance agency that writes life insurance and fixed indexed annuities ; Position Title: Co-owner; Responsibilities Duties: Co-owns and operates this agency and writes the business for insurance companies. ; Start date with business: 2014-04-22; Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 50. Diana Landi Holdings Company;Is the business investment related: No;Location of the business: 32801 US HWY 19 N Suite 200 Palm Harbor FL 34684 USA; Position Title: Title Manager; Start date with business: 2021-04-07;Hours per month devoted to business during trading hours: 1;Hours per month devoted to business outside trading hours: 0;Percentage of total yearly compensation expected to be derived from the business: 0;Will an IRS form for income earned be received: No; Frank Diana Inc;Is the business investment related: No;Location of the business: 5036 Oyster Cove New Port Richey FL 34652 USA; Position Title: Owner ;Start date with business: 2022-01-01;Hours per month devoted to business during trading hours: 1;Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;Will an IRS form for income earned be received: No;
CRS (Client Relationship Summary) - RIA
Click below to view Frank Diana's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2019 - Present
STERLING BRIDGE FINANCIAL GROUP LLC
Office #1: 32801 Us Highway 19 N Suite 200, Palm Harbor, FL 34684RIA
CRD#: 304409
Palm Harbor, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/24/2019)
IAR
Michigan(7/31/2024)
Current Firm
SB
STERLING BRIDGE FINANCIAL GROUP LLC
STERLING BRIDGE FINANCIAL GROUP LLC
CRD#: 304409 / SEC#:
Florida
Registered Investment Advisory firm - (7/24/2019 Approved)Michigan
Registered Investment Advisory firm - (7/29/2024 Approved)Texas
Registered Investment Advisory firm - (11/11/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
32801 Us Highway 19 N Suite 200, Palm Harbor, FL 34684
Mailing Address
Phone number
(727) 250-4130
Established
Firm type
Fiscal year end
# of Employees
8
Regulatory assets under management
| Total Number of Accounts | 639 |
| AUM (Assets Under Management) | $ 94,694,787 |
Red Flags
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Company Information
STERLING BRIDGE FINANCIAL GROUP LLC
CRD#: 304409Palm Harbor, FL 34684TRUST BUT VERIFY
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