Domenick M. Schina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Domenick Michael Schina, who also goes by Domenick M Schina, was a registered financial professional .
Domenick is a previously registered financial professional and started their career in finance in 1980. Domenick had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 1995 - March 31, 1995
SUNPOINT SECURITIES, INC.
November 29, 1993 - December 7, 1994
WESTFIELD FINANCIAL CORPORATION
April 13, 1993 - October 19, 1993
PHILADELPHIA INVESTORS, LTD.
April 4, 1990 - March 29, 1993
PRUDENTIAL EQUITY GROUP, LLC
February 2, 1987 - April 10, 1990
UBS FINANCIAL SERVICES INC.
January 18, 1985 - February 6, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 7, 1982 - December 17, 1984
BUTCHER & SINGER INC.
March 25, 1982 - December 8, 1982
GRUNTAL & CO., L.L.C.
November 2, 1981 - November 29, 1982
E. W. SMITH CO.
April 30, 1981 - September 24, 1981
E. W. SMITH CO.
July 24, 1980 - May 30, 1981
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUNPOINT SECURITIES, INC.
CRD#: 25442 / SEC#: , 8-41741
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEWIS, VAN ROBERSON | CEO/PRESIDENT/FOUNDER | 1562328 |
| CHILDERS, DIANNE BAILEY | VP COMPLIANCE | |
| HAGEN, BRETT WILLIAM | CHIEF OPERATIONS OFFICER | |
| KATZ, DONALD LESTER | FINOP/EXECUTIVE VICE PRESIDENT ACCOUNTING AND COMPLIANCE | |
| SAPAUGH, MARVIN WAYNE | EXECUTIVE V.P. OF INVESTMENT SERVICES |
Disclosures
| Regulatory Event | 14 |
| Civil Event | 1 |
| Arbitration | 11 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
