Barbara A. Healy

WEALTHSPIRE RETIREMENT ADVISORY

Scottsdale, AZ

Some features on this profile are disabled

CRD#: 712443

Professional summary

Barbara Anne Healy, AIF®, CFP®, who also goes by Barbara Anne Angst Mrs., Barbara Anne Angst, is a registered financial advisor currently at WEALTHSPIRE RETIREMENT ADVISORY located in Scottsdale, Arizona.

Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Barbara has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barbara Anne Angst Mrs. | Barbara Anne Angst

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Anne Healy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1983

Experience

Current

August 18, 2016 - Present

WEALTHSPIRE RETIREMENT ADVISORY

RIA

CRD#: 121254

Scottsdale, AZ

Past

October 12, 2012 - December 9, 2015

TRUSTAGE INVESTMENT MANAGEMENT

RIA

CRD#: 105960

MADISON, WI

Past

September 15, 2008 - January 9, 2015

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

WAVERLY, IA

Past

September 5, 2008 - January 9, 2015

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

July 28, 2006 - August 15, 2008

QA3 FINANCIAL LLC

RIA

CRD#: 104957

CHANDLER, AZ

Past

July 28, 2006 - August 15, 2008

QA3 FINANCIAL CORP.

CRD#: 14754

CHANDLER, AZ

Past

December 19, 2005 - May 31, 2006

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

SCOTTSDALE, AZ

Past

March 7, 2005 - May 31, 2006

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

May 31, 2001 - January 6, 2004

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

October 1, 1998 - May 9, 2001

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

February 22, 1996 - September 4, 1997

PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY

CRD#: 7315

PALM BEACH GARDENS, FL

Past

May 2, 1990 - August 19, 1998

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

April 25, 1990 - August 19, 1998

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

November 19, 1989 - September 4, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

February 17, 1983 - April 25, 1990

UR FINANCIAL, INC.

CRD#: 10509

Past

February 18, 1982 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

July 24, 1980 - August 18, 1981

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSPIRE RETIREMENT ADVISORY

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

California

Registered Investment Advisory firm - (2/9/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/4/2017)

IAR

California
(8/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/15/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/13/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 2/16/1985

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/14/1983

General Securities Principal Examination

Current Firm

WEALTHSPIRE RETIREMENT ADVISORY

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

California

Registered Investment Advisory firm - (2/9/2006 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

120 Vantis Suite 400, Aliso Viejo, CA 92656

Mailing Address

Phone number

(949) 460-9898

Established

Firm type

Fiscal year end

# of Employees

240

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NFP RETIREMENT (11/20/2025)

Regulatory assets under management

Total Number of Accounts	9,394
AUM (Assets Under Management)	$ 118,031,461,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Barbara A. Healy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Anne Healy's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUSTAGE INVESTMENT MANAGEMENT

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

EMPOWER FINANCIAL SERVICES, INC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

UR FINANCIAL, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

WEALTHSPIRE RETIREMENT ADVISORY

State Registrations and Notice Filings

Exams

Series 66

Date: 12/15/2005

Series 63

Date: 11/13/1980

SIE

Date: 1/9/2015

Series 7

Date: 7/19/1980

Series 27

Date: 2/16/1985

Series 24

Date: 6/14/1983

Current Firm

WEALTHSPIRE RETIREMENT ADVISORY

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHSPIRE RETIREMENT ADVISORY

TRUST BUT VERIFY

Similar Advisors