RR
Robert A. Roy
GOING CPAS AND WEALTH ADVISORS
Opelousas, LA 70570
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CRD#: 7123760
RR
Professional summary
Robert A Roy Jr. is a registered financial advisor currently at GOING CPAS AND WEALTH ADVISORS located in Opelousas, Louisiana.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Robert has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert A Roy Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2024 - Present
GOING CPAS AND WEALTH ADVISORS
Office #1: 2811 South Union, Opelousas, LA 70570Office #2: 1700 Kaliste Saloom Road Building 5, Lafayette, LA 70508RIA
CRD#: 117104
Opelousas, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GOING CPAS AND WEALTH ADVISORS
GOING CPAS AND WEALTH ADVISORS | GOING, SEBASTIEN, FISHER & LEBOUEF, LLP | GOING, SEBASTIEN, FISHER & LEBOUEF, APAC
CRD#: 117104 / SEC#: 801-132882
RIA
Registered Investment Advisory firm - (8/4/2025 Approved)Louisiana
Registered Investment Advisory firm - (8/5/2025 Terminated)Texas
Registered Investment Advisory firm - (8/5/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(1/29/2024)
Exams
Current Firm
GC
GOING CPAS AND WEALTH ADVISORS
GOING CPAS AND WEALTH ADVISORS | GOING, SEBASTIEN, FISHER & LEBOUEF, LLP | GOING, SEBASTIEN, FISHER & LEBOUEF, APAC
CRD#: 117104 / SEC#: 801-132882
RIA
Registered Investment Advisory firm - (8/4/2025 Approved)Louisiana
Registered Investment Advisory firm - (8/5/2025 Terminated)Texas
Registered Investment Advisory firm - (8/5/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2811 South Union, Opelousas, LA 70570
Mailing Address
Phone number
(337) 942-3041
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 601 |
| AUM (Assets Under Management) | $ 160,825,856 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/15/2026 |
Red Flags
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