JS
Jack R. Schwartz
SUMMIT INVESTMENT ADVISORY SERVICES
Roseville, MN 55113
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CRD#: 7123743
JS
Professional summary
Jack R Schwartz is a registered financial advisor currently at SUMMIT INVESTMENT ADVISORY SERVICES located in Roseville, Minnesota and LPL FINANCIAL LLC located in Roseville, Minnesota.
Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Jack has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jack R Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2025 - Present
SUMMIT INVESTMENT ADVISORY SERVICES
Office #1: 3065 Center Pointe Drive Suite 2, Roseville, MN 55113RIA
CRD#: 168594
Roseville, MN
Current
September 1, 2022 - Present
LPL FINANCIAL LLC
Office #1: 3065 Centre Pointe Dr Ste 2, Roseville, MN 55113-1118RIA
BD
CRD#: 6413
Roseville, MN
Past
September 6, 2021 - October 28, 2021
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
ST. LOUIS PARK, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SUMMIT INVESTMENT ADVISORY SERVICES
MCDERMOTT, SEAN P | SUMMIT INVESTMENT ADVISORY SERVICES, LLC | SUMMIT INVESTMENT ADVISORY SERVICES, INC. | SUMMIT INVESTMENT ADVISORY SERVICES | SUMMIT INVESTMENT ADVISORS
CRD#: 168594 / SEC#: 801-110650
RIA
Registered Investment Advisory firm - (6/9/2017 Approved)Florida
Registered Investment Advisory firm - (12/21/2017 Terminated)Minnesota
Registered Investment Advisory firm - (12/21/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (12/21/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/20/2023)
RR
Minnesota(9/1/2022)
IAR
Minnesota(12/11/2025)
RR
Wisconsin(9/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/3/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 9/6/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SUMMIT INVESTMENT ADVISORY SERVICES
MCDERMOTT, SEAN P | SUMMIT INVESTMENT ADVISORY SERVICES, LLC | SUMMIT INVESTMENT ADVISORY SERVICES, INC. | SUMMIT INVESTMENT ADVISORY SERVICES | SUMMIT INVESTMENT ADVISORS
CRD#: 168594 / SEC#: 801-110650
RIA
Registered Investment Advisory firm - (6/9/2017 Approved)Florida
Registered Investment Advisory firm - (12/21/2017 Terminated)Minnesota
Registered Investment Advisory firm - (12/21/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (12/21/2017 Terminated)PREMIUM
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Contact information
Main Address
3065 Center Pointe Drive Suite 2, Roseville, MN 55113
Mailing Address
Phone number
(651) 490-2939
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,466 |
| AUM (Assets Under Management) | $ 745,821,237 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
