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KS

Kati M. Snyder

BRUCE MARKETS LLC
Chicago, IL 60604
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CRD#: 7123602
KS

Professional summary


Kati Marie Snyder is a registered financial professional currently at BRUCE MARKETS LLC located in Chicago, Illinois.

Kati is registered as a RR (Registered Representative) and started their career in finance in 2019. Kati has worked at 3 firms and has passed the Series 27 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kati Marie Snyder's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 25, 2025 - Present

BRUCE MARKETS LLC

Office #1: 141 W Jackson Blvd Suite 500, Chicago, IL 60604
BD
CRD#: 300209
Chicago, IL
Past

January 20, 2022 - August 4, 2022

HARDCASTLE TRADING USA L.L.C.

BD
CRD#: 126497
CHICAGO, IL
Past

August 6, 2019 - March 7, 2023

PEAK6 CAPITAL MANAGEMENT LLC

BD
CRD#: 43773
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Principal/Supervisory Exam
RR
Series 27
Date: 8/6/2019
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm


BM
BRUCE MARKETS LLC
ALL TIME ATS | PEAK6 TRADING LLC | BRUCE MARKETS LLC | APEX CRYPTO LLC

CRD#: 300209 / SEC#: , 8-70286

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
141 W Jackson Blvd Suite 500, Chicago, IL 60604
Mailing Address
141 W Jackson Blvd Suite 500, Chicago, IL 60604
Phone number
(312) 444-8000
Established
Delaware since 03/19/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BRUCE MARKETS HOLDINGS LLCMANAGING MEMBER
D'AUGE, RALPH ANTHONYFINOP/PRINCIPAL FINANCIAL OFFICER4664611
INGLOT, KATARZYNACHIEF COMPLIANCE OFFICER4902558
LISH, MICHAEL KCHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER4539941
RUHANA, GEORGE WILLIAMEXECUTIVE CHAIR - BOARD OF DIRECTORS, BRUCE MARKETS HOLDINGS LLC.5517069
WALLACH, JASONCHIEF EXECUTIVE OFFICER4918286

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRUCE MARKETS LLC

CRD#: 300209Chicago, IL 60604

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