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Adam M. Cress
CAPSTONE CAPITAL WEALTH ADVISORS
Henderson, NV 89074-7167
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CRD#: 7123186
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Professional summary
Adam Mcnitt Cress, who also goes by Adam Cress, is a registered financial advisor currently at CAPSTONE CAPITAL WEALTH ADVISORS located in Henderson, Nevada.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Adam has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Cress
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Mcnitt Cress's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2024 - Present
CAPSTONE CAPITAL WEALTH ADVISORS
Office #1: 2600 Paseo Verde Parkway Ste. 150, Henderson, NV 89074-7167RIA
CRD#: 123764
Henderson, NV
Past
October 7, 2019 - April 3, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LAS VEGAS, NV
Past
July 31, 2019 - April 3, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LAS VEGAS, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CAPSTONE CAPITAL WEALTH ADVISORS
BURR-LEAVITT ASSET MANAGEMENT | CAPSTONE CAPITAL WEALTH ADVISORS | CAPSTONE CAPITAL LLC | CAPSTONE CAPITAL GROUP, INC. | CAPSTONE CAPITAL GROUP | CAPSTONE CAPITAL FINANCIAL STRATEGIES | CAPSTONE CAPITAL ASSET MANAGEMENT INC. | CAPSTONE CAPITAL ASSET MANAGEMENT | CAPSTONE CAPITAL
CRD#: 123764 / SEC#: 801-108040
RIA
Registered Investment Advisory firm - (8/4/2016 Approved)California
Registered Investment Advisory firm - (1/7/2018 Terminated)Nevada
Registered Investment Advisory firm - (2/28/2018 Terminated)Texas
Registered Investment Advisory firm - (12/8/2017 Terminated)Utah
Registered Investment Advisory firm - (12/18/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(4/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/31/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CC
CAPSTONE CAPITAL WEALTH ADVISORS
BURR-LEAVITT ASSET MANAGEMENT | CAPSTONE CAPITAL WEALTH ADVISORS | CAPSTONE CAPITAL LLC | CAPSTONE CAPITAL GROUP, INC. | CAPSTONE CAPITAL GROUP | CAPSTONE CAPITAL FINANCIAL STRATEGIES | CAPSTONE CAPITAL ASSET MANAGEMENT INC. | CAPSTONE CAPITAL ASSET MANAGEMENT | CAPSTONE CAPITAL
CRD#: 123764 / SEC#: 801-108040
RIA
Registered Investment Advisory firm - (8/4/2016 Approved)California
Registered Investment Advisory firm - (1/7/2018 Terminated)Nevada
Registered Investment Advisory firm - (2/28/2018 Terminated)Texas
Registered Investment Advisory firm - (12/8/2017 Terminated)Utah
Registered Investment Advisory firm - (12/18/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2600 Paseo Verde Parkway Ste. 150, Henderson, NV 89074-7167
Mailing Address
Phone number
(702) 433-7588
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 537 |
| AUM (Assets Under Management) | $ 360,484,106 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
