Wei Qiao
VAN CLEMENS WEALTH MANAGEMENT | Financial Advisor
Bloomington, MN 55435
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CRD#: 7123045
Professional summary
Wei Qiao, who also goes by Steve Qiao, is a registered financial advisor currently at VAN CLEMENS WEALTH MANAGEMENT, LLC located in Bloomington, Minnesota and VAN CLEMENS & CO. INCORPORATED located in Bloomington, Minnesota.
Wei is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Wei has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Qiao
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
?the name of the other business; LapistoneTrust LLC ?whether the business is investment-related; No ?the address of the other business; 435 S. Chapelle Street, Suite A Pierre, SD 57501 ?the nature of the other business; Lapistone Trust LLC is a professional trust institution located in the state of South Dakota, USA, regulated by the South Dakota Division of Banking. It is dedicated to providing high-quality trust services to Chinese clients and families worldwide. ?your position, title, or relationship with the other business; Treasurer (non-board member) ?the start date of your relationship; 09/23/2024 ?the approximate number of hours/month you devote to the other business; 32 ?the number of hours you devote to the other business during securities trading hours; 8/month ?and briefly describe your duties relating to the other business; As the Treasurer of Lapistone Trust LLC, you will play a crucial role in managing the financial health and liquidity of the organization. Reporting directly to the Board of Managers, you will have charge and custody of and be responsible for all of the Company's funds and securities, receive and give receipts for monies due and payable to the Company from whatever source, deposit all monies in the name of the Company in banks as have been selected by the Board of Managers and, in general, perform all the duties incident to the office of the treasurer and other duties as are assigned to the treasurer by the Board of Managers.
CRS (Client Relationship Summary) - RIA
Click below to view Wei Qiao's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2024 - Present
VAN CLEMENS WEALTH MANAGEMENT, LLC
Office #1: 3601 Minnesota Dr. Ste. 660, Bloomington, MN 55435RIA
CRD#: 297362
Bloomington, MN
Current
September 26, 2024 - Present
VAN CLEMENS & CO. INCORPORATED
Office #1: 3601 Minnesota Drive Suite 660, Bloomington, MN 55435BD
CRD#: 6914
Bloomington, MN
Past
October 1, 2019 - September 27, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WAYZATA, MN
Past
August 29, 2019 - September 27, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WAYZATA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VAN CLEMENS WEALTH MANAGEMENT, LLC
ABUNDANCE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | VAN CLEMENS WEALTH MANAGEMENT, LLC | VAN CLEMENS WEALTH MANAGEMENT | VAN CLEMENS FINANCIAL | TRUE NORTH WEALTH SOLUTIONS | TRANSFORMATIVE FINANCIAL PARTNERS | INSPIRE FINANCIAL SERVICES | INFORM FINANCIAL PLANNING | FUTURE-FOCUSED WEALTH | ENERGIZED RETIREMENT PLANNERS | BEYOND TANGIBLE WEALTH
CRD#: 297362 / SEC#: 801-129906
RIA
Registered Investment Advisory firm - (4/12/2024 Approved)California
Registered Investment Advisory firm - (5/15/2024 Terminated)Indiana
Registered Investment Advisory firm - (4/15/2024 Terminated)Iowa
Registered Investment Advisory firm - (4/15/2024 Terminated)Minnesota
Registered Investment Advisory firm - (4/15/2024 Terminated)North Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)South Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)Washington
Registered Investment Advisory firm - (5/15/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (4/15/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/26/2024)
RR
Maryland(9/26/2024)
RR
Minnesota(9/26/2024)
IAR
Minnesota(9/26/2024)
RR
South Dakota(9/26/2024)
IAR
South Dakota(9/26/2024)
RR
Texas(9/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/29/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VAN CLEMENS WEALTH MANAGEMENT, LLC
ABUNDANCE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | VAN CLEMENS WEALTH MANAGEMENT, LLC | VAN CLEMENS WEALTH MANAGEMENT | VAN CLEMENS FINANCIAL | TRUE NORTH WEALTH SOLUTIONS | TRANSFORMATIVE FINANCIAL PARTNERS | INSPIRE FINANCIAL SERVICES | INFORM FINANCIAL PLANNING | FUTURE-FOCUSED WEALTH | ENERGIZED RETIREMENT PLANNERS | BEYOND TANGIBLE WEALTH
CRD#: 297362 / SEC#: 801-129906
RIA
Registered Investment Advisory firm - (4/12/2024 Approved)California
Registered Investment Advisory firm - (5/15/2024 Terminated)Indiana
Registered Investment Advisory firm - (4/15/2024 Terminated)Iowa
Registered Investment Advisory firm - (4/15/2024 Terminated)Minnesota
Registered Investment Advisory firm - (4/15/2024 Terminated)North Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)South Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)Washington
Registered Investment Advisory firm - (5/15/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (4/15/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
900 2nd Avenue South Suite 1500, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 758-9140
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 551 |
| AUM (Assets Under Management) | $ 327,243,548 |
Red Flags
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Company Information
VAN CLEMENS WEALTH MANAGEMENT, LLC
Financial AdvisorCRD#: 297362Bloomington, MN 55435TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
