Michael A. Dalton
Professional summary
Michael A Dalton, who also goes by Michael Anthony Dalton Jr, Michael Dalton, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in St. Petersburg, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2019. Michael has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael A Dalton's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2023 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 Fountain Parkway, St. Petersburg, FL 33716February 5, 2021 - December 8, 2021
HARRISDIRECT LLC
February 4, 2021 - December 8, 2021
E*TRADE SECURITIES LLC
July 23, 2019 - January 12, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 24, 2019 - January 12, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2023)
Exams
Series 7TO
Date: 6/24/2019
General Securities Representative ExaminationFINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064St. Petersburg, FL 33716TRUST BUT VERIFY
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