Barbara J. Christian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Jo Christian, who also goes by Barbara Jo Gilly, Barbara Jo Legel, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1980. Barbara had worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 15, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2012 - September 28, 2015
SANTA FE WEALTH MANAGEMENT
January 2, 2009 - January 25, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 16, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 21, 2007 - January 25, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 24, 1980 - October 7, 2005
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 10/25/1984
Foreign Currency Options ExaminationSeries 8
Date: 9/27/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SANTA FE WEALTH MANAGEMENT
CRD#: 164309 / SEC#:
Contact information
Red Flags
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