QQ
Quintarius N. Queen
ERNST & YOUNG INVESTMENT ADVISERS LLP
New Orleans, LA 70139
Some features on this profile are disabled
CRD#: 7122491
QQ
Professional summary
Quintarius Na'quinte Ketrell Queen, who also goes by Q Queen, Quintarius Queen, is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in New Orleans, Louisiana.
Quintarius is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Quintarius has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Q Queen | Quintarius Queen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS - CRD # 155344; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: PROVIDING OPERATIONAL SUPPORT TO REP AND CLIENTS ON THE CETERA SIDE. ADVISORY PRODUCING ON THE CARSON SIDE; 2. NAME OF OTHER BUSINESS: THE OLIVIER GROUP, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: PROVIDING OPERATIONAL SUPPORT ON THE CETERA SIDE. I WILL BE PRODUCING ADVISORY SUPPORT ON THE CARSON SIDE; 3. NAME OF OTHER BUSINESS: THE CLEVER GROUP; INVESTMENT RELATED: NO; ADDRESS: THIBODAUX, LA 70301; NATURE OF BUSINESS: BUSINESS PLANNING FOR HIGH GROWTH ENTREPRENEURS; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: BUSINESS PLANNING FOR HIGH GROWTH ENTREPRENEURS; 4. NAME OF OTHER BUSINESS: "I'M JUST SAYING W/ Q"; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: PODCAST; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: PODCASTER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: EXPRESS OPINIONS AND PERSPECTIVES AROUND CONVERSATIONS ABOUT GENERAL LIFE & POP CULTURE AROUND YOUNG PROFESSIONALS;
CRS (Client Relationship Summary) - RIA
Click below to view Quintarius Na'quinte Ketrell Queen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2024 - Present
ERNST & YOUNG INVESTMENT ADVISERS LLP
Office #1: 3900 Hancock Whitney Center 701 Poydras Street, New Orleans, LA 70139RIA
CRD#: 110921
New Orleans, LA
Past
September 27, 2023 - March 1, 2024
CWM, LLC
RIA
CRD#: 155344
Baton Rouge, LA
Past
September 20, 2023 - June 24, 2024
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
BATON ROUGE, LA
Past
January 10, 2023 - August 11, 2023
THE CLEVER GROUP
RIA
CRD#: 324323
Thibodaux, LA
Past
March 31, 2022 - November 11, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
Baton Rouge, LA
Past
March 30, 2022 - November 11, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Baton Rouge, LA
Past
November 15, 2021 - January 25, 2022
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP
CRD#: 110921 / SEC#: 801-48596
RIA
Registered Investment Advisory firm - (4/7/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(12/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/13/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP
CRD#: 110921 / SEC#: 801-48596
RIA
Registered Investment Advisory firm - (4/7/1995 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094
Mailing Address
Phone number
(800) 273-0588
Established
Firm type
Fiscal year end
# of Employees
140
SEC notice filing (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921New Orleans, LA 70139TRUST BUT VERIFY
Monitor Quintarius Queen
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
