Perry M. Highland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Perry Michael Highland was a registered financial professional .
Perry is a previously registered financial professional and started their career in finance in 1980. Perry had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2013 - September 13, 2016
RUBICON INVESTMENT MANAGEMENT & ANALYTICS
September 4, 2002 - January 8, 2013
VAN CLEMENS & CO. INCORPORATED
August 28, 1992 - September 3, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
January 2, 1992 - January 24, 1992
MILLER JOHNSON STEICHEN KINNARD, INC.
April 15, 1991 - December 31, 1991
KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED
July 24, 1980 - April 19, 1991
VAN CLEMENS & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
RUBICON INVESTMENT MANAGEMENT & ANALYTICS
CRD#: 141219 / SEC#:
Contact information
Red Flags
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