Wesley C. Hayne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wesley Calvin Hayne was a registered financial professional .
Wesley is a previously registered financial professional and started their career in finance in 1980. Wesley had worked at 8 firms and has passed the Series 63, SIE, Series 82, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - August 23, 2016
SOURCE CAPITAL GROUP, INC.
November 16, 2012 - January 11, 2016
EMERGENT FINANCIAL GROUP, INC.
December 12, 1995 - December 17, 1996
EVEREST SECURITIES, INC.
September 18, 1989 - November 8, 1994
HAYNE, MILLER FINANCIAL, INC.
February 21, 1986 - September 18, 1989
HAYNE, MILLER & SWEARINGEN, INC.
July 8, 1982 - February 24, 1986
COLLIERS SECURITIES LLC
June 24, 1982 - July 7, 1982
FIRST UNITED SECURITIES CORPORATION
July 24, 1980 - July 6, 1982
ALSTEAD, DEMPSEY & COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SOURCE CAPITAL GROUP, INC.
CRD#: 36719 / SEC#: 801-88199, 8-47372
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARRIS, DAVID WEBSTER | PRESIDENT / CHIEF COMPLIANCE OFFICER - INTERIM | 237802 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
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