Peter M. Dearcangelis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter M Dearcangelis, who also goes by Peter Mark De Arcangelis, Peter Mark Dearcangelis, Peter Dearcangelis, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1980. Peter had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2021 - January 2, 2025
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - January 2, 2025
TRUIST INVESTMENT SERVICES, INC.
March 21, 2019 - February 17, 2021
BB&T SECURITIES, LLC
March 21, 2019 - February 17, 2021
BB&T SECURITIES, LLC
August 3, 2018 - November 16, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
August 3, 2018 - November 16, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
August 14, 2009 - August 9, 2018
WELLS FARGO CLEARING SERVICES, LLC
August 14, 2009 - August 9, 2018
WELLS FARGO CLEARING SERVICES, LLC
June 1, 2009 - September 4, 2009
MORGAN STANLEY
June 1, 2009 - September 4, 2009
MORGAN STANLEY
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 14, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
February 18, 1982 - May 14, 1988
E. F. HUTTON & COMPANY INC
July 23, 1980 - October 21, 1981
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/20/1981
Interest Rate Options ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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