Thomas W. Burks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Wyler Burks, who also goes by T Wyler Burks, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2020. Thomas had worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2021 - October 6, 2021
SIMPLIFIED WEALTH MANAGEMENT
August 3, 2020 - February 16, 2021
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
SIMPLIFIED WEALTH MANAGEMENT
CRD#: 297059 / SEC#: 801-123772
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/19/2020
General Securities Representative ExaminationSeries 6TO
Date: 8/3/2020
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
SIMPLIFIED WEALTH MANAGEMENT
CRD#: 297059 / SEC#: 801-123772
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,451 |
| AUM (Assets Under Management) | $ 179,488,997 |
Red Flags
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