Robert E Graham
Professional Summary
Robert E Graham, who also goes by Bob Graham, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1980 - 2016. Robert had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 15, Series 5, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bob Graham
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
46 years in the financial services industry
Current & Past Employments
Past
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Current Firm
UHLMANN INVESTMENTS, LLC | UHLMANN PRICE SECURITIES, LLC
Contact Information
Main Address
5202 Old Orchard Road Suite 250, Skokie, IL 60077Mailing Address
5202 Old Orchard Road Suite 250, Skokie, IL 60077Phone Number
(847) 305-2037Established
Illinois since 02/19/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Nov 1990Series 5 — Interest Rate Options Examination
Passed Dec 1981Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Feb 1985Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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