JB
Justin T. Bruzzese
NEW ENGLAND SCHOONER
Peabody, MA 01960
Some features on this profile are disabled
CRD#: 7121391
JB
Professional summary
Justin Taylor Bruzzese, who also goes by Justin Bruzzese, is a registered financial advisor currently at NEW ENGLAND SCHOONER, INC. located in Peabody, Massachusetts and OSAIC WEALTH, INC. located in Peabody, Massachusetts.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Justin has worked at 2 firms and has passed the Series 66, Series 7TO, SIE, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Justin Bruzzese
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NEW ENGLAND SCHOONER POSITION: First Line Supervisor NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2022 ADDRESS: 3 Centennial Drive, Peabody MA 01960, United States DESCRIPTION: handle the duties as the delegated First Line Supervisor for the group 2) NEW ENGLAND SCHOONER POSITION: Investment Advisor Representative NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/01/2022 ADDRESS: 3 Centennial Drive, Peabody MA 01960, United States DESCRIPTION: comprehensive financial planning and creation as well as oversight of client portfolios 3) JUSTIN BRUZZESE POSITION: Agent NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2022 ADDRESS: 3 Centennial Drive, Peabody MA 01960, United States DESCRIPTION: Insurance vehicles may be utilized to ensure a client has the proper protection of their finances. This is determined on a case by case basis.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Taylor Bruzzese's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2022 - Present
NEW ENGLAND SCHOONER, INC.
Office #1: 3 Centennial Drive Suite 300, Peabody, MA 01960RIA
CRD#: 129552
Peabody, MA
Current
March 15, 2021 - Present
OSAIC WEALTH, INC.
Office #1: 3 Centennial Drive Suite 300, Peabody, MA 01960RIA
BD
CRD#: 23131
Peabody, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW ENGLAND SCHOONER, INC.
NEW ENGLAND SCHOONER, INC.
CRD#: 129552 / SEC#: 801-133872
RIA
Registered Investment Advisory firm - (7/14/2025 Approved)Maine
Registered Investment Advisory firm - (7/28/2025 Terminated)Massachusetts
Registered Investment Advisory firm - (7/23/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/28/2022)
RR
Alaska(3/10/2022)
RR
Arizona(3/10/2022)
RR
Arkansas(3/10/2022)
RR
California(3/10/2022)
RR
Colorado(3/10/2022)
RR
Connecticut(3/10/2022)
RR
District of Columbia(3/10/2022)
RR
Florida(3/10/2022)
RR
Georgia(3/10/2022)
RR
Idaho(3/10/2022)
RR
Illinois(3/10/2022)
RR
Indiana(3/10/2022)
RR
Kansas(3/10/2022)
RR
Kentucky(3/10/2022)
RR
Louisiana(9/28/2022)
RR
Maine(3/10/2022)
RR
Maryland(3/10/2022)
RR
Massachusetts(5/24/2021)
IAR
Massachusetts(2/23/2022)
RR
Michigan(3/10/2022)
RR
Minnesota(3/10/2022)
RR
Mississippi(3/10/2022)
RR
Missouri(3/10/2022)
RR
Nevada(3/10/2022)
RR
New Hampshire(3/10/2022)
RR
New Jersey(3/10/2022)
RR
New York(3/10/2022)
RR
North Carolina(3/10/2022)
RR
Ohio(3/10/2022)
RR
Oklahoma(3/10/2022)
RR
Oregon(3/10/2022)
RR
Pennsylvania(3/10/2022)
RR
Rhode Island(3/10/2022)
RR
South Carolina(3/10/2022)
RR
Texas(3/10/2022)
RR
Utah(3/10/2022)
RR
Vermont(3/10/2022)
RR
Virginia(3/10/2022)
RR
Washington(3/10/2022)
RR
Wyoming(3/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/15/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NE
NEW ENGLAND SCHOONER, INC.
NEW ENGLAND SCHOONER, INC.
CRD#: 129552 / SEC#: 801-133872
RIA
Registered Investment Advisory firm - (7/14/2025 Approved)Maine
Registered Investment Advisory firm - (7/28/2025 Terminated)Massachusetts
Registered Investment Advisory firm - (7/23/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3 Centennial Drive Suite 300, Peabody, MA 01960
Mailing Address
Phone number
(978) 977-4757
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 336 |
| AUM (Assets Under Management) | $ 130,765,580 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEW ENGLAND SCHOONER, INC.
CRD#: 129552Peabody, MA 01960TRUST BUT VERIFY
Monitor Justin Bruzzese
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
