JN
Johann Nanayakkara
WESTMINSTER FINANCIAL ADVISORY CORP
Sarasota, FL 34236
Some features on this profile are disabled
CRD#: 712127
JN
Professional summary
Johann Nanayakkara is a registered financial advisor currently at WESTMINSTER FINANCIAL ADVISORY CORP located in Sarasota, Florida and WESTMINSTER FINANCIAL SECURITIES, INC. located in Beavercreek, Ohio.
Johann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Johann has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Johann Nanayakkara's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2009 - Present
WESTMINSTER FINANCIAL ADVISORY CORP
Office #1: 1990 Main Street Suite 750, Sarasota, FL 34236RIA
CRD#: 110283
Sarasota, FL
Current
March 31, 2009 - Present
WESTMINSTER FINANCIAL SECURITIES, INC.
Office #1: 50 Chestnut Street Suite A-200, Beavercreek, OH 45440BD
CRD#: 20677
Beavercreek, OH
Past
December 4, 2001 - October 13, 2008
TIER ONE PARTNERS, INC.
BD
CRD#: 4090
BELLEAIRE BEACH, FL
Past
April 14, 1992 - March 31, 2009
CAPITOL SECURITIES MANAGEMENT, INC.
RIA
CRD#: 14169
MCLEAN, VA
Past
January 1, 1988 - July 6, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
March 26, 1987 - March 31, 2009
CAPITOL SECURITIES MANAGEMENT, INC.
BD
CRD#: 14169
MCLEAN, VA
Past
July 6, 1983 - April 6, 1987
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Past
July 23, 1980 - June 24, 1983
FERRIS, BAKER WATTS, LLC
BD
CRD#: 285
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK
CRD#: 110283 / SEC#: 801-29690
RIA
Registered Investment Advisory firm - (6/15/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/8/2025)
IAR
Alabama(7/8/2025)
RR
California(3/31/2009)
IAR
California(7/8/2025)
RR
Delaware(4/5/2017)
IAR
Delaware(4/10/2017)
RR
District of Columbia(3/31/2009)
IAR
District of Columbia(4/30/2009)
RR
Florida(3/31/2009)
IAR
Florida(5/19/2009)
RR
Hawaii(2/20/2023)
RR
Illinois(8/30/2017)
IAR
Illinois(8/31/2017)
RR
Maryland(3/31/2009)
IAR
Maryland(4/1/2009)
RR
Massachusetts(8/30/2017)
RR
New Jersey(6/30/2017)
IAR
New Jersey(7/7/2017)
RR
New Mexico(5/21/2020)
IAR
New Mexico(5/22/2020)
RR
New York(11/7/2019)
IAR
New York(7/8/2025)
IAR
Pennsylvania(7/16/2012)
RR
Pennsylvania(7/19/2012)
RR
Texas(6/30/2017)
RR
Virginia(3/31/2009)
IAR
Virginia(4/1/2009)
RR
Washington(5/3/2018)
IAR
Washington(5/7/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK
CRD#: 110283 / SEC#: 801-29690
RIA
Registered Investment Advisory firm - (6/15/1987 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
50 Chestnut Street Suite A-400, Beavercreek, OH 45440
Mailing Address
Phone number
(937) 898-5010
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,255 |
| AUM (Assets Under Management) | $ 1,224,901,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2024 | ||
| 02/26/2024 | ||
| 12/09/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
