Karen G. Hobgood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen George Hobgood, who also goes by Karen Lynn George, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1980. Karen had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2002 - June 26, 2024
WASHINGTON SECURITIES CORPORATION
August 23, 2001 - September 30, 2002
MOLONEY SECURITIES CO., INC.
January 25, 2001 - August 28, 2001
FIRST POTOMAC INVESTMENT SERVICES, INC.
October 29, 1998 - December 6, 2000
LEGG MASON WOOD WALKER, INCORPORATED
February 3, 1987 - November 2, 1998
SCOTT & STRINGFELLOW, INC.
September 18, 1984 - March 3, 1987
FIRST POTOMAC SECURITIES CORPORATION
March 16, 1984 - September 14, 1984
LARA, SHULL & MAY, LTD
July 23, 1980 - April 19, 1984
VOSS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WASHINGTON SECURITIES CORPORATION
CRD#: 46213 / SEC#: , 8-51359
Contact information
FINRA licenses (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 6,975,967 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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