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Timothy Alan Sample

Timothy A. Sample

SAMPLE FINANCIAL SOLUTIONS
Aurora, CO
Some features on this profile are disabled
CRD#: 7120868
Timothy Alan Sample

Professional summary

Timothy Alan Sample, CFP® is a registered financial advisor currently at SAMPLE FINANCIAL SOLUTIONS, LLC located in Aurora, Colorado.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Timothy has worked at 1 firm and has passed the Series 65 exam.

Biography

Happily married for the last eight years, I have the privilege of raising two wonderful little girls. In my free time, I serve as a Team Lead for The Dad’s Edge Alliance, play golf, hike, and am actively continuing my weight-loss journey. Currently, I am down 126 pounds from my peak weight, with another forty pounds to go.
top-8-questions

Question & Answer

What are your service offerings?
“I walk this life with integri...
My Story
I have a deep passion for entr...
In 2019, I founded Sample Fina...
Prior to founding SFS, I had a...
Born in Oregon but spending mo...
Do you have an area of expertise or specialization?
AUM
Business Owners
Entrepreneurs
Fixed Fee (Subscription, Retai...
Real Estate Investments
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Alan Sample's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

October 25, 2019 - Present

SAMPLE FINANCIAL SOLUTIONS, LLC

Office #2: 5445 Dtc Parkway Suite 1100, Greenwood Village, CO 80111
RIA
CRD#: 304192
Aurora, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(10/25/2019)
IAR
Texas
(7/29/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/15/2018
Uniform Investment Adviser Law Examination

Current Firm

SAMPLE FINANCIAL SOLUTIONS, LLC
SAMPLE FINANCIAL SOLUTIONS, LLC
SAMPLE FINANCIAL SOLUTIONS, LLC

CRD#: 304192 / SEC#:

Colorado
Registered Investment Advisory firm - (10/25/2019 Approved)
Texas
Registered Investment Advisory firm - (7/22/2021 Conditional Restricted)
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Contact information

Main Address
Aurora, CO
Mailing Address
Phone number
(720) 338-6242
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts103
AUM (Assets Under Management)$ 19,353,132

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAMPLE FINANCIAL SOLUTIONS, LLC

SAMPLE FINANCIAL SOLUTIONS, LLC

CRD#: 304192Aurora, CO

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Contact information

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