Katie Heiser
Professional Summary
Katie Heiser is a registered financial advisor currently at SIGMA FINANCIAL, INC. located in Allentown, Pennsylvania. Katie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Katie has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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O'HAGAN GROUP, INC.
Contact Information
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O'HAGAN GROUP, INC.
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Disclosures on record.
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Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
SIGMA FINANCIAL, INC.
Contact Information
Main Address
5100 West Tilghman Street Suite 350, Allentown, PA 18104-9123Phone Number
(610) 481-9870# of Employees
19Documents
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O'HAGAN GROUP, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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O'HAGAN GROUP, INC.
State Registrations and Notice Filings
(7/29/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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O'HAGAN GROUP, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Katie Heiser's CRS (Customer Relationship Summary).
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O'HAGAN GROUP, INC.