Kenneth N. Lard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Nunnely Lard, who also goes by Ken Lard, Kenneth Nunnelly Lard, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1980. Kenneth had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2019 - May 28, 2024
SOUTH STREET SECURITIES LLC
May 25, 2010 - April 18, 2012
SIGNET ADVISORS, LLC
August 29, 1986 - February 11, 1987
ALLFIRST BROKERAGE CORPORATION
September 24, 1980 - May 20, 1983
CHARLES SCHWAB & CO., INC.
July 23, 1980 - October 5, 1980
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/12/2019
General Securities Representative ExaminationCurrent Firm
SOUTH STREET SECURITIES LLC
CRD#: 125202 / SEC#: , 8-65770
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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