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Cole J. Mitchell

BRIDGES INVESTMENT MANAGEMENT
Omaha, NE 68154
Some features on this profile are disabled
CRD#: 7120128
CM

Professional summary

Cole Joseph Mitchell, who also goes by Cole J Mitchell, Cole Joseph Mitchell, Cole Mitchell, is a registered financial advisor currently at BRIDGES INVESTMENT MANAGEMENT INC located in Omaha, Nebraska.

Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Cole has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Cole J Mitchell | Cole Joseph Mitchell | Cole Mitchell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bridges Trust Company, Investment related, 13333 California Street Omaha NE 68154, Trust Company, Client Service Associate, 4/2023, 80 hours/month, 80 hours/month during trading hours, Account maintenance and back office related responsibilities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Joseph Mitchell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 26, 2024 - Present

BRIDGES INVESTMENT MANAGEMENT INC

Office #1: 13333 California St Suite 500, Omaha, NE 68154
RIA
CRD#: 108028
Omaha, NE
Past

February 19, 2021 - April 3, 2023

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Westlake, TX
Past

August 15, 2020 - February 5, 2021

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BRIDGES INVESTMENT MANAGEMENT INC
BRIDGES INVESTMENT MANAGEMENT INC | BRIDGES TRUST

CRD#: 108028 / SEC#: 801-57056

RIA
Registered Investment Advisory firm - (12/9/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nebraska
(6/26/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/26/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/24/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/14/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/1/2019
Securities Industry Essentials Examination

Current Firm

BI
BRIDGES INVESTMENT MANAGEMENT INC
BRIDGES INVESTMENT MANAGEMENT INC | BRIDGES TRUST

CRD#: 108028 / SEC#: 801-57056

RIA
Registered Investment Advisory firm - (12/9/1999 Approved)
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Contact information

Main Address
13333 California St Suite 500, Omaha, NE 68154
Mailing Address
Po Box 542021, Omaha, NE 68154-8021
Phone number
(402) 397-4700
Established
Firm type
Fiscal year end
# of Employees
79

SEC notice filing (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A BROCHURE (3/31/2025)
ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,870
AUM (Assets Under Management)$ 10,380,538,213

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/13/2025
Cover Page
Report
12/20/2024
Cover Page
Report
11/28/2023
Cover Page
Report
10/27/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRIDGES INVESTMENT MANAGEMENT INC

CRD#: 108028Omaha, NE 68154

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