Charles E. Helme
Professional summary
Charles Edward Ely Helme, who also goes by Charles Edward Helme, Charles Edward Fly Helme, Ted Helme, is a registered financial advisor currently at BH ASSET MANAGEMENT, LLC located in New York, New York.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Charles has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 72, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Edward Ely Helme's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2011 - Present
BH ASSET MANAGEMENT, LLC
Office #1: 104 West 40th Street 5th Floor Suite 539, New York, NY 10018September 10, 2013 - December 22, 2014
MERIT SECURITIES, LLC
August 12, 2010 - December 31, 2019
BH ASSET MANAGEMENT, LLC
March 19, 2004 - July 21, 2010
PINNACLE ASSOCIATES, LTD.
November 6, 2002 - March 12, 2010
MATRIX CAPITAL GROUP, INC.
January 2, 1998 - November 7, 2002
CARRET AND COMPANY, LLC.
July 15, 1997 - November 7, 2002
BREAN CAPITAL, LLC
August 5, 1987 - February 11, 1988
PHILLIP LOUIS TRADING, INC.
October 24, 1986 - August 29, 1987
CLG INVESTMENT COMPANY, INC.
November 22, 1983 - October 22, 1986
BROOKEHILL CAPITAL PARTNERS LIMITED
December 1, 1982 - February 8, 1983
STAMFORD CAPITAL, STERLING GRACE & CO., INC.
July 22, 1980 - May 26, 1982
HAPOALIM SECURITIES USA, INC.
Primary Firm SEC Registration
BH ASSET MANAGEMENT, LLC
CRD#: 152117 / SEC#: 801-70867
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/9/2020)
(1/9/2020)
(3/15/2011)
Exams
Series 72
Date: 10/18/1999
Government Securities Representative ExaminationCurrent Firm
BH ASSET MANAGEMENT, LLC
CRD#: 152117 / SEC#: 801-70867
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 117,048,000 |
Red Flags
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